Notice 29 May 2025 options, finance, securities exchange, regulatory compliance, clearing corporation

📈Proposed Rule Change by Options Clearing Corporation (2025)

The SEC announces a proposed rule change by the Options Clearing Corporation (OCC) regarding the adoption of the Amended and Restated Participant Exchange Agreement. The changes aim to update operational practices, eliminate outdated provisions, and align with current laws and regulations affecting the clearing and settlement of equity options. The proposed amendments will ensure that OCC’s relationships with national securities exchanges are clearly defined and effectively managed.

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Notice 28 May 2025 market data, trading, sec, finance, miax emerald, fees

📊Proposed Fee Changes for MIAX Emerald Market Data Feeds

MIAX Emerald LLC seeks to amend its Fee Schedule, introducing new fee categories for its proprietary market data feeds, including a structure for per User and Non-Display Usage fees. This change aims to enhance transparency and reduce administrative burdens for subscribers while aligning with similar fees at other exchanges.

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Notice 28 May 2025 risk management, regulation, securities, finance, cross-margining, clearing

📈Proposed Rule Change for Cross-Margining Agreement Between FICC and CME

The Securities and Exchange Commission announces the proposed Second Amended and Restated Cross-Margining Agreement between the Fixed Income Clearing Corporation and the Chicago Mercantile Exchange. This agreement aims to improve margin efficiency and risk management for eligible affiliates while ensuring compliance with regulatory standards. The changes also extend the termination notification period and clarify participant responsibilities in the cross-margining arrangement.

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Notice 27 May 2025 wildfires, oklahoma, finance, disaster relief, loans, small business

🌪️SBA Disaster Declaration for Oklahoma - Loan Assistance Overview

This is a notice of an Administrative declaration of a disaster for the State of Oklahoma dated May 20, 2025. Incident: Wildfires.

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Notice 27 May 2025 sec, investment, nyse, etfs, regulations, finance, cryptocurrency

📈SEC Extends Review Period for Bitwise Ethereum ETF Staking Proposal

The SEC has designated a longer review period for the NYSE Arca's proposed amendment to allow staking in the Bitwise Ethereum ETF. This decision follows a submission that may impact the trading and investment landscape, as the Commission seeks to thoroughly evaluate the implications of such changes on the market.

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Notice 23 May 2025 exchanges, securities exchange, finance, trading, sec, regulatory compliance

🏛️SEC Notice on Consolidated Tape Association Amendment Filing

The SEC has published a notice regarding the immediate effectiveness of amendments to the Consolidated Tape Association and Consolidated Quotation Plans. These amendments primarily involve name changes for certain exchanges and aim to streamline regulatory compliance. Interested parties are invited to comment on the proposed changes, which reflect administrative updates essential for accurate market representation.

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Notice 23 May 2025 federal reserve, bank control, acquisitions, banking, finance, regulatory compliance

🏦Change in Bank Control Notices

The Federal Reserve is accepting applications for changes in bank control under the Change in Bank Control Act. Interested parties can publicly comment on applications for acquiring shares of banks and bank holding companies, emphasizing the importance of transparency and compliance in financial dealings within the banking sector.

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Notice 23 May 2025 regulation, pipeline, business, energy, compliance, finance, federal, natural gas

⚡Combined Notice of Natural Gas Pipeline Filings and Implications

The Department of Energy's Federal Energy Regulatory Commission has issued a Combined Notice of Filings regarding natural gas pipeline rate and refund reports, inviting public participation in regulatory proceedings. Key details include filing descriptions, deadlines for comments, and the avenues for public engagement through intervention or protest in specific dockets.

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Notice 23 May 2025 regulation, small business, investment, finance, sba

🚫High Street Capital IV SBIC License Surrender Notice from SBA

The Small Business Administration has declared the license of High Street Capital IV SBIC, L.P. null and void, as sanctioned under the Small Business Investment Act of 1958. This regulatory action signifies the end of the company's operation as an SBIC, affecting its ability to provide financial assistance to small businesses.

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Notice 20 May 2025 cryptocurrency, securities, finance, compliance, business, regulation

📈SEC Announces Extended Review of Osprey Bitcoin Trust Listing

The SEC has announced an extension for reviewing the proposed rule change to list and trade shares of the Osprey Bitcoin Trust, providing additional time for consideration of regulatory and market implications associated with cryptocurrency investment strategies. The decision will affect how businesses engage with commodity-based trust shares in the evolving financial landscape.

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