📊SEC Proposal on Legal Entity Identifier Requirements for Financial Firms
The SEC has issued a notice regarding a proposed rule change by the Fixed Income Clearing Corporation (FICC) to amend requirements related to the Legal Entity Identifier (LEI). The rule aims to streamline data collection and improve operational processes for member institutions by mandating the provision and maintenance of LEIs across relevant participants, enhancing risk management, and ensuring compliance.
Learn More📈Mandatory Reporting for Foreign-Resident Holdings of U.S. Securities
By this Notice the Department of the Treasury is informing the public that it is conducting a mandatory survey of foreign-residents' holdings of U.S. securities, including selected money market instruments, as of June 30, 2025. This mandatory survey is conducted under the authority of the International Investment and Trade in Services Survey Act. This Notice constitutes legal notification to all United States persons (defined below) who meet the reporting requirements set forth in this Notice that they must respond to, and comply with, this survey. Additional copies of the reporting forms SHLA (2025) and instructions may be printed from the internet at: https:// home.treasury.gov/data/treasury-international-capital-tic-system-home- page/tic-forms-instructions/forms-shl.
Learn More📈ICC Proposes Changes to Risk Management and Margin Policies
The SEC approved ICC's proposed rule changes to its Risk Parameter Setting and Review Policy, enhancing its risk management framework. The updates include daily adjustments to risk parameters and improved documentation methods, aiming to mitigate procyclicality and ensure timely responses to market conditions. These changes are designed to bolster the robustness of clearing operations and safeguard financial stability.
Learn More💰Notice of Interest Rate on Overdue Debts - HHS Regulations
This notice from the Department of Health and Human Services details the annual interest rates applied to overdue debts in health programs. The interest rates are determined by the Secretary of the Treasury and published quarterly, impacting the financial obligations of affected entities.
Learn More🏡HUD's Proposed Information Collection on Environmental Quality
HUD is seeking approval from the Office of Management and Budget (OMB) for the information collection described below. In accordance with the Paperwork Reduction Act, HUD is requesting comments from all interested parties on the proposed collection of information. The purpose of this notice is to allow for 30 days of public comment.
Learn More📈SEC Notice on Cboe BZX ETF Rule Change Proposal
The SEC has released a notice regarding Cboe BZX Exchange's proposed rule change to list and trade shares of the Franklin Solana ETF under specific rules. This notice highlights the extension for regulatory consideration and the opportunity for comments on the proposed changes, indicating a significant development in the exchange-traded fund market.
Learn More📈NYSE National Adjusts Connectivity Fee Schedule for Businesses
The NYSE National aims to amend its Connectivity Fee Schedule, altering the list of third party systems and data feeds available to users. This includes changes to related fees and conditions for charging redistribution fees, aimed at enhancing service options for market participants. The amendments reflect a response to user demand for expanded connectivity in a competitive market.
Learn More📊Proposed Rule Change for Securities Clearing Agencies on Margin Requirements
The Securities Exchange Commission announces a proposed rule change from the National Securities Clearing Corporation to update its Securities Valuation Framework. This change incorporates new requirements related to substantive inputs for risk-based margin systems, enhancing compliance practices and risk management strategies across clearing agencies. The updates aim to improve the reliability of margin calculations and collateral valuation processes.
Learn More⚡Combined Notice of Filings Impacting Energy and Electric Companies
The Department of Energy’s Combined Notice of Filings conveys various electric corporate regulations and filings, affecting numerous applicants. This includes changes in circumstances, regulatory compliance requirements, and rates for energy-related services, providing stakeholders with crucial information for navigation within the evolving energy sector.
Learn More📈SEC Notice on Bitwise Bitcoin and Ethereum ETF Rule Change
The SEC has extended the review period for NYSE Arca's proposed rule change to list and trade shares of the Bitwise Bitcoin and Ethereum ETF. This decision allows the Commission additional time to consider the implications and comments related to the proposal, which aims to facilitate trading of cryptocurrency-based trust shares under specific regulatory frameworks.
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