💰LCH SA's Revised Collateral Concentration Limits Approved
The Securities and Exchange Commission has approved LCH SA's proposed rule change regarding collateral concentration limits for supranational and European agency securities. The change allows for individual limits per issuer, enhancing flexibility for clearing members while simultaneously implementing more conservative concentration guidelines per security type to mitigate risk exposure.
Learn More📈SEC Extends Review Period for VanEck Avalanche ETF Proposal
The Securities and Exchange Commission has extended the review period for a proposed rule change regarding the listing and trading of VanEck Avalanche ETF on the Nasdaq Stock Market. This decision allows additional time to consider the implications of the proposal and any associated regulatory issues.
Learn More📈MEMX Proposal for Trading Options on Ethereum Funds
The SEC has approved MEMX LLC's proposal to allow the listing and trading of options on the Fidelity Ethereum Fund, Grayscale Ethereum Trust ETFs, and Bitwise Ethereum ETF. This change aims to enhance market efficiency and offer investors cost-effective options to gain exposure to Ethereum, facilitating broader investment strategies.
Learn More📝SEC Notice Corrects Typographical Error in NYSE Texas Filing
The Securities and Exchange Commission published a document in the Federal Register on May 22, 2025, concerning a Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the NYSE Texas Integrated Feed Market Data Product. The document contained a typographical error.
Learn More📈SEC Notice on Miami Exchange Rule 1327 for Options Transfers
The SEC published a notice on the Miami International Securities Exchange's proposed Rule 1327, which aims to allow in-kind exchanges of options positions and ETF shares. This rule change addresses current limitations on transfers, potentially improving tax efficiency and operational capabilities for investment vehicles like ETFs and UITs, ultimately benefiting investors.
Learn More💰NYSE Texas Fee Schedule Amendment for Exchange Traded Products
The NYSE Texas has proposed amendments to its Fee Schedule to introduce listing and annual fees for Exchange Traded Products (ETPs) and Structured Products. The changes aim to enhance competitiveness by aligning with fees from NYSE Arca and encouraging issuers to list products on the Exchange, thereby improving market conditions for investors.
Learn More💰Cboe BZX Proposes New Fees for Closed-End Funds Listings
Cboe BZX Exchange has submitted a proposed rule change to amend listing fees for Closed-End Funds, establishing entry fees of $10,000 and annual fees of $12,500. The proposal aims to create a competitive pricing structure that could attract more issuers by significantly lowering costs compared to existing fees. The Exchange believes these changes will enhance competition among listing venues.
Learn More🏠Appraisal Subcommittee Meeting - Funding and Compliance Updates
The Appraisal Subcommittee of the Federal Financial Institutions Examination Council announces an upcoming virtual meeting to discuss compliance reviews and funding availability for state grants and the Appraisal Foundation. This meeting aims to enhance accountability and support in the appraisal industry, ensuring standards are upheld. Registration is required to attend.
Learn More📈Cboe EDGX Amendments for Retail Orders in Principal Capacity
The Cboe EDGX Exchange proposes to amend its rules to allow Retail Member Organizations to enter retail orders in a principal capacity. This change aims to improve execution prices for retail customers and requires RMOs to adopt new compliance measures, enhancing market efficiency and competition while fostering better trading conditions for individual investors.
Learn More📈SEC Proposes New Rule for Multi-Class ETF Shares Trading
The SEC has published a notice regarding a proposed rule change by NYSE Arca to permit the generic listing and trading of Multi-Class Exchange-Traded Fund Shares. This rule aims to streamline compliance and enhance investment opportunities by allowing funds to operate under exemptive relief from certain regulations, potentially benefiting investors and the market overall.
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