Notice 9 Jun 2025 compliance, finance, railroad, surface transportation, tax regulation

🚂2024 Tax Rates for Class I Railroads

The Surface Transportation Board has published the 2024 weighted average state tax rates for Class I railroads, calculated by the Association of American Railroads. Stakeholders are invited to comment on the calculations, which will influence the Revenue Shortfall Allocation Method and potentially affect railroad financial operations. Comments are due by July 8, 2025.

Learn More
Notice 9 Jun 2025 compliance, sec, public meeting, regulations, finance, form pf

📅SEC Sunshine Act Meeting on Form PF Amendments

The SEC will hold an Open Meeting on June 11, 2025, to discuss compliance dates for amendments to Form PF adopted on February 8, 2024. The meeting will be accessible via webcast for public participation, promoting transparency in regulatory processes and facilitating engagement on critical financial compliance matters.

Learn More
Notice 6 Jun 2025 public hearing, finance, stakeholder engagement, business opportunity, international development

📢U.S. International Development Finance Corporation Public Hearing Notice

The Board of Directors of U.S. International Development Finance Corporation (DFC), in accordance with the Better Utilization of Investments Leading to Development (BUILD) Act of 2018, will hold a public hearing to provide an opportunity for stakeholders to present their views. Those wishing to attend, present at, or submit a written statement to the Board prior to the public hearing must provide advance notice to the agency as detailed below.

Learn More
Notice 4 Jun 2025 sec, regulation, finance, risk management, clearing agency, treasury policy

💰ICE Clear Credit LLC Treasury Policy Changes and Margin Calls

The Securities and Exchange Commission approved ICE Clear Credit LLC's proposed rule change regarding its Treasury Operations Policies and Procedures. The updates formalize the intraday margin call processes, improving risk management and supporting more effective operations in clearing credit default swap contracts. This development enhances transparency and operational capacity amid fluctuating market conditions.

Learn More
Notice 4 Jun 2025 compliance, regulation, finance, securities, investment, nyse, reporting

📈NYSE Rule 4530 Proposed Change

The Securities and Exchange Commission has published a notice regarding the proposed adoption of NYSE Rule 4530, which establishes new reporting requirements for member organizations. This rule includes mandates for reporting specified events and customer complaints, aimed at enhancing regulatory compliance and harmonization among exchanges. The proposed rule change is open for public comment before its implementation.

Learn More
Notice 3 Jun 2025 finance, trading fees, nyse arca, market competition, stock exchange

💵NYSE Arca Proposes Changes to Equities Fees and Charges

The NYSE Arca proposes amendments to its Equities Fees and Charges, specifically for Primary Only Orders routed to NYSE Texas. This change aims to standardize fees in response to a competitive market and aligns with the operational costs incurred by the Exchange. The amendments are intended to enhance the Exchange's competitive position in trading.

Learn More
Notice 3 Jun 2025 finance, securities, nyse, business costs, market regulations, auction fees

📈NYSE Texas Proposes Fee Changes for Auction Orders

The NYSE Texas proposes to amend its Fee Schedule, including fees for orders executed in auctions effective May 19, 2025. The changes aim to adapt to competitive market dynamics, impacting transaction costs for market participants engaging in trades through the NYSE Texas platform.

Learn More
Notice 2 Jun 2025 compliance, regulations, finance, legal services, board meetings

📅LSC Sunshine Act Meetings

The Legal Services Corporation is holding virtual meetings for its Finance and Operations and Regulations Committees, covering topics such as the fiscal year budget and regulatory agenda. The meetings are open to public observation and will provide insights into decisions that may impact funding and regulatory compliance in the legal services sector.

Learn More
Notice 30 May 2025 compliance, sec, finance, investment, sunshine act, meetings

🏛️SEC Sunshine Act Meeting Invitation for June 2025

The Securities and Exchange Commission will hold a public meeting on Sunshine Act provisions, inviting public comments on matters including non-GAAP financial measures and mandatory arbitration clauses. The meeting is scheduled for June 5, 2025, and will be accessible both in-person and via webcast. Public submissions are encouraged prior to the event.

Learn More
Notice 29 May 2025 options, finance, securities exchange, regulatory compliance, clearing corporation

📈Proposed Rule Change by Options Clearing Corporation (2025)

The SEC announces a proposed rule change by the Options Clearing Corporation (OCC) regarding the adoption of the Amended and Restated Participant Exchange Agreement. The changes aim to update operational practices, eliminate outdated provisions, and align with current laws and regulations affecting the clearing and settlement of equity options. The proposed amendments will ensure that OCC’s relationships with national securities exchanges are clearly defined and effectively managed.

Learn More