📈SEC Notice
The SEC issued a notice regarding an application under the Investment Company Act for an exemption allowing certain registered closed-end investment companies to issue multiple classes of shares. This includes permission for imposing asset-based distribution fees and early withdrawal charges, highlighting regulatory adjustments in the investment landscape. Interested parties may request a hearing on the application.
Learn More💰Cboe EDGX Exchange Fee Schedule Proposed Rule Change Overview
Cboe EDGX Exchange proposes a revision to its Fee Schedule for Add/Remove Volume Tiers, which may affect market participants’ trading strategies. The changes include adjustments in volume criteria for rebates, intended to enhance market liquidity and competitiveness, reflecting the highly competitive nature of equity exchanges.
Learn More⚡Notice of Electric Rate Filings from the Department of Energy
The Department of Energy presents a Combined Notice of Filings, detailing multiple electric rate compliance filings from various applicants, including Tampa Electric Company, Puget Sound Energy, and more, along with specific comment deadlines and filing requirements for public participation in the proceedings.
Learn More📈SEC Notice on ICE Clear Credit CDS Contracts Rule Change
The SEC is soliciting comments on ICE Clear Credit LLC's proposed rule change to allow clearance of additional Standard Emerging Market Sovereign CDS contracts. This amendment, expected to enhance market efficiency, includes the Republic of Côte d'Ivoire in the list of eligible reference entities for clearing, promoting better risk management in CDS transactions.
Learn More🏦NYSE Arca Proposes Rule Change for NYSE Texas Name Update
The NYSE Arca has filed a notice to reflect the name change of "NYSE Chicago, Inc." to "NYSE Texas, Inc." in its rules. The proposed changes are conforming and non-substantive, aiming to enhance clarity and transparency within the exchange's operational framework. This adjustment ensures compliance with regulatory standards and minimizes confusion among market participants.
Learn More🏦Update on Legal Services Corporation's Sunshine Act Meeting
The Legal Services Corporation announced changes to its Sunshine Act meeting, closing part of the session to discuss internal activities and a resolution regarding the corporation's line of credit agreement. The meeting emphasizes transparency and governance within the organization while addressing financial matters that could impact operations and funding.
Learn More💻OCC's Request for Information on Community Bank Digitalization
To build on its understanding, OCC is issuing a request for information (RFI) on community bank engagement with digitalization. The RFI solicits comment on the key challenges and barriers faced by community banks in the adoption and implementation of digital banking solutions.
Learn More📈NYSE Arca Proposes Rule Change on Indicative Match Price
The NYSE Arca has filed a proposed rule change to amend Rule 7.35-E regarding the Indicative Match Price used in auctions. This change aims to clarify existing rules and restore definitions inadvertently omitted during previous amendments, thus enhancing the transparency and efficiency of trading practices on the exchange.
Learn More📈SEC Notice on Co-Investing for Private Credit Funds
This document details an SEC notice regarding the application for an order under the Investment Company Act, allowing select business development companies and investment firms to co-invest in portfolio companies. The notice outlines application details, potential hearings, and further contact information related to the request.
Learn More🏦Federal Reserve Notice on Bank Holding Company Activities
The Federal Reserve System has published a notice regarding applications for the formation, acquisition, and merger of bank holding companies. It outlines the necessary approvals under the Bank Holding Company Act and provides details on how the public can provide comments on these applications. The notice also emphasizes transparency by stating public disclosure of received comments.
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