📊Cboe BYX Exchange Rule Change on Voluntary Termination of Membership
The SEC has published a notice regarding the Cboe BYX Exchange's proposed rule change to amend Rule 2.8, which outlines the procedure for Members wishing to voluntarily terminate their membership rights. The proposed rule emphasizes notification requirements and the exchange’s authority to define specific submission methods, and invites public comments.
Learn More📄SEC Seeks Comments on Electronic Data Collection System Updates
The Securities and Exchange Commission (SEC) invites comments on the updates to its Electronic Data Collection System, designed for public reporting of tips, complaints, and referrals. The system aims to streamline submissions and gather essential information about potential securities law violations, requiring compliance from business owners and whistleblowers alike.
Learn More📈NYSE Arca's Proposed Rule Change for Bitwise Crypto Index Fund
The regulation details NYSE Arca's proposal to list and trade shares of the Bitwise 10 Crypto Index Fund under new rules for digital asset investments. The document discusses the trust's composition, valuation methodology, and the SEC's call for public comments on the proposal to ensure investor protection and market integrity.
Learn More📄SEC Notice on Information Collection for Form TH
The Securities and Exchange Commission (SEC) issued a notice regarding the extension of Form TH, which registrants use to notify the SEC of reliance on a temporary hardship exemption for filing documents in paper form. This notice invites public comment on the necessity and burden of the information collection process.
Learn More📊SEC Proposed Collection for Rule 17j-1
The SEC is seeking comments on the proposed extension of Rule 17j-1, which governs conflicts of interest for investment company personnel. This rule requires investment organizations to implement ethical codes, report personal securities transactions, and maintain records to enhance regulatory compliance and oversight among Access Persons.
Learn More📈NYSE Chicago's Proposed Rule Change for Corporate Structure
NYSE Chicago, Inc. filed to repeal its Certificate of Incorporation and adopt a new Certificate of Formation as part of a conversion to a Texas corporation. The changes also include amendments to bylaws, rules, and fee schedules to align with this transition. The proposal has been designated for immediate effectiveness, with the SEC inviting public comment.
Learn More📈Cboe Proposal for Ethereum Options Trading Under SEC Review
The SEC has designated a longer review period for Cboe’s proposal to list options on the Fidelity Ethereum Fund, which could affect the trading landscape for cryptocurrency-based products. The proposal includes trading limits and details on surveillance measures. Continued discussions and amendments are part of the regulatory process.
Learn More💰SEC Notice on Fee Increase for 10 Gb Physical Ports
The Securities and Exchange Commission has published a notice regarding the Cboe BZX Exchange's proposed increase in the monthly fee for 10 Gb physical ports. The proposal seeks immediate effectiveness under the Securities Exchange Act, inviting feedback from interested parties on its consistency with regulatory standards.
Learn More📈SEC Proposed Collection and Comment Request for Rule 19h-1
The Securities and Exchange Commission is soliciting comments for the proposed extension of Rule 19h-1, which governs notices and applications by self-regulatory organizations regarding membership and employment of individuals with statutory disqualifications. This rule provides critical information for assessing applications within the public interest and investor protection framework.
Learn More📈Cboe C2 Exchange Proposes Fee Increase for 10 Gb Physical Ports
The Securities and Exchange Commission published a notice regarding Cboe C2 Exchange's proposed rule change, which seeks to increase the monthly fee for 10 Gb physical ports. The proposal is effective immediately, pending public comments, and it addresses operational costs for businesses using these trading infrastructure services.
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