📈Extension of Compliance Dates for Treasury Securities Regulations
The Securities and Exchange Commission ("Commission" or "SEC") is extending the compliance date for the amendments to the rules applicable to covered clearing agencies for U.S. Treasury securities ("U.S. Treasury securities CCAs"), which require that such covered clearing agencies have written policies and procedures reasonably designed to require that every direct participant of the covered clearing agency submit for clearance and settlement all eligible secondary market transactions in U.S. Treasury securities to which it is a counterparty and to identify and monitor its direct participants' submission of transactions for clearing, including how the U.S. Treasury securities CCA would address a failure to submit transactions, that were adopted on December 13, 2023. Specifically, the Commission is extending the compliance dates by one year, from December 31, 2025, to December 31, 2026, for eligible cash market transactions, and from June 30, 2026, to June 30, 2027, for eligible repo transactions.
Learn More💵MIAX Pearl Announces Changes to Options Fee Schedule
The Securities and Exchange Commission has published a notice regarding MIAX Pearl's proposal to amend its options fee schedule, introducing new fee categories for proprietary market data feeds. The proposal is designated for immediate effectiveness, allowing stakeholders to comment and review the changes on pertinent websites.
Learn More📈SEC Approves NYSE’s Amendment for Trading Debt Securities
The Securities and Exchange Commission has granted the New York Stock Exchange approval to amend a prior exemption, allowing issuers of debt securities to trade on NYSE Bonds even if their securities are not registered with the Exchange Act, provided certain conditions are met. This aims to improve competition and transparency in the public debt markets.
Learn More📊MIAX Emerald Proposes New Fee Categories for Market Data Feeds
The SEC has published a notice regarding MIAX Emerald's filing for a proposed rule change to amend its Fee Schedule. This amendment includes the introduction of new fee categories for proprietary market data feeds, which aims to enhance the Exchange's service offerings. Interested parties are invited to comment on the proposal as it undergoes review.
Learn More💰SEC Notice on Rule 22e-3 and Redemption Suspension Requirements
The SEC announced a request for extension regarding Rule 22e-3, which permits money market funds to suspend redemptions during liquidation processes under specific conditions. This rule aims to ensure orderly asset liquidation and compliance with regulatory requirements for funds considering such actions. The notice invites public commentary on the information collection aspects of the rule.
Learn More📈SEC Notice on Grayscale Ethereum Trust Staking Rule Change
The Securities and Exchange Commission (SEC) published a notice regarding a proposed rule change by NYSE Arca to allow the Grayscale Ethereum Trusts to engage in staking activities. This amendment aims to enhance investors' ability to earn rewards while ensuring compliance with existing regulatory frameworks governing commodity-based trust shares.
Learn More📈SEC Notice on Dream Exchange Holdings' Registration Application
The SEC has published a notice to solicit comments on Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. The notice outlines Dream's governance structure, proposed trading system, and invites public comments regarding its compliance with the Securities Exchange Act of 1934 and related regulations.
Learn More📅SEC Sunshine Act Meeting Agenda and Public Participation Details
The Securities and Exchange Commission announces a public meeting on March 6, 2025, addressing critical topics like artificial intelligence's operational effects and investor fraud. The public is encouraged to submit written statements, fostering engagement and transparency in regulatory discussions.
Learn More🔒SEC Announces Closed Meeting on Financial Regulatory Matters
The Securities and Exchange Commission (SEC) will hold a closed meeting to discuss sensitive topics, including injunctive actions and administrative proceedings. Attendance will include key commission personnel, and possible changes to the meeting schedule will be announced on the commission's website. The outcomes of this meeting could have important implications for regulatory compliance in the financial sector.
Learn More📈Cboe EDGA Proposes New Fee Waiver for Market Data Distributors
The SEC announces a proposed rule change from Cboe EDGA Exchange, Inc., to amend its Fee Schedule by introducing a fee waiver for Uncontrolled External Distributors. The filing aims at immediate effectiveness, inviting comments for further consideration.
Learn More