📈NYSE Chicago Proposes Increase in Port Fees
The NYSE Chicago, Inc. has filed a proposed rule change to increase port fees, effective March 3, 2025. This change is published for public comment, and stakeholders are encouraged to provide their views on the modification. The rule is intended for immediate effectiveness, subject to investor protection considerations.
Learn More⚖️Proposed Changes to FINRA Arbitration Rules and Their Impact
The SEC is considering a proposed rule change from FINRA to amend the Codes of Arbitration Procedure related to the selection process for arbitrators. Key adjustments aim to increase the representation of non-chair-qualified public arbitrators and streamline administrative practices within arbitrations, ensuring more effective dispute resolution protocols. External stakeholder input on this proposal is also invited.
Learn More⚖️SEC Amends Delegation of Authority for Investigative Orders
The Securities and Exchange Commission ("Commission") is amending its regulations with respect to the delegations of authority to the Director of the Division of Enforcement ("Director") to eliminate the delegation of authority to issue formal orders of investigation. Formal orders designate the enforcement staff authorized to issue subpoenas in connection with investigations under the Federal securities laws. This amendment is the result of the Commission's experience with its nonpublic investigations. The amendment is intended to increase effectiveness by more closely aligning the Commission's use of its investigative resources with Commission priorities.
Learn More💼Proposed Increase in NYSE Arca Port Fees and Compliance Notice
The SEC has published a notice regarding a proposed rule change by NYSE Arca to amend its fee schedule, increasing port fees and removing the open outcry port fee discount. This change is set to take effect immediately and invites public comments on its potential impacts.
Learn More📈SEC Rule 6h-1 Proposed Collection and Compliance Requirements
The Securities and Exchange Commission (SEC) is requesting comments on the proposed extension of information collection related to Rule 6h-1, which mandates compliance for trading security futures products. The rule establishes listing standards that prevent price manipulation and coordinate trading halts, impacting national exchanges and associated business operations.
Learn More📄SEC Notice on Information Collection for Qualitative Feedback
The SEC is soliciting comments for an extension to collect qualitative feedback regarding its service delivery. This feedback aims to enhance customer interactions and improve program management, although it will not produce statistically generalizable data. The initiative is part of the SEC's ongoing commitment to improve stakeholder communication and operational efficiency.
Learn More📈Proposed Rule Change for Listing and Trading Canary HBAR ETF
The Securities and Exchange Commission has issued a notice regarding a proposed rule change to list and trade shares of the Canary HBAR ETF, as modified by Amendment No. 1. The ETF aims to provide exposure to HBAR, the native asset of the Hedera Network, through a carefully structured trading and custody arrangement. The proposal includes requirements for ongoing compliance and clarity around the fund's operational procedures and investment objectives.
Learn More📈Proposed Rule Change for Grayscale Polkadot Trust Shares on Nasdaq
The Securities and Exchange Commission published a notice regarding the Nasdaq Stock Market's proposed rule change to list and trade shares of the Grayscale Polkadot Trust. This initiative aims to facilitate investment in DOT cryptocurrency through regulated markets, enhancing accessibility for investors and supporting transparency in trading activities.
Learn More📈GIX's Amendment Application for National Securities Exchange Registration
Green Impact Exchange, LLC has filed an amendment to its Form 1 application for registration as a national securities exchange. The amendment includes revisions that eliminate certain proposed rules and update its governance structure regarding dual listings, inviting public comment on these changes.
Learn More💰Notice of Proposed Rule Change to List Bitwise Bitcoin & Ethereum ETF
This regulatory notice by the Securities and Exchange Commission addresses NYSE Arca's filing for a proposed rule change to list and trade shares of the Bitwise Bitcoin and Ethereum ETF. The document outlines the ETF's operation, regulatory compliance requirements, and outlines the framework for trading to ensure transparency and investor protection.
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