💼SEC Notice on Proposed Rule Change for IEX Options Trading
The SEC has announced a longer review period for the proposed rule change from the Investors Exchange LLC, which seeks to govern the trading of options on a new facility called IEX Options. This notice outlines the procedural timeline and encourages public comments on the proposed changes to enhance the regulatory framework for trading options.
Learn More📈NYSE Proposed Rule Change on Global Stockholder Requirements
The SEC has announced a review period for a proposed rule change by the NYSE that would alter stockholder requirement calculations for companies listing in the U.S. This adjustment aims to harmonize listing processes for foreign companies, influencing how businesses approach their initial public offerings in connection with global market strategies.
Learn More📈SEC Notice on ICE Clear Credit's Liquidity Risk Rule Change
The SEC has published a notice regarding ICE Clear Credit LLC's proposed rule change to its Liquidity Risk Management Framework, aimed at updating outdated references. This rule change is designated for immediate effectiveness, with a solicitation for public comments on its consistency with regulations governing securities exchanges and clearing agencies.
Learn More📄SEC Comment Request on Form T-2 for Trustee Eligibility
The Securities and Exchange Commission (SEC) is soliciting comments on the extension of Form T-2, which assesses an individual's eligibility to serve as a trustee under the Trust Indenture Act of 1939. The proposal aims to gather feedback on the necessity, accuracy, and burden of this information collection, with written comments accepted for a specified period.
Learn More⏰MEMX Extends Pre-Market Trading Hours to 4 AM Eastern Time
The SEC has announced the immediate effectiveness of a proposed rule change by MEMX LLC to begin the Exchange's pre-market session at 4 a.m. ET, shifting from the previous start time of 7 a.m. This alignment with other exchanges aims to enhance trading accessibility. Interested parties are invited to comment on the proposal.
Learn More📄SEC Seeks Comments on Form T-6 Eligibility for Foreign Trustees
The SEC announces a proposed collection under the Paperwork Reduction Act for comments on Form T-6, which assesses eligibility for foreign corporations to act as trustees under the Trust Indenture Act. The notice details the application process and invites feedback on the utility and burden of the information collection.
Learn More📄Proposed Collection Notice for Form T-3 Application by SEC
The SEC is requesting comments on the Form T-3 application, used for the qualification of indentures under the Trust Indenture Act of 1939. The notice outlines the information collection process, estimated response times, and invites stakeholders to offer input on its necessity and clarity.
Learn More📄SEC Requests Comments on Form 8-A Registration Process
The SEC is soliciting comments on a proposed collection of information related to Form 8-A, a registration statement for securities. This form is essential for businesses registering shares under the Securities Exchange Act. Comments on the collection process and its practical utility are welcomed within 60 days of publication.
Learn More📈SEC Notice on Investment Fund Exemptions and Share Classes
The SEC has issued a notice regarding an application from ISQ Infrastructure Income Fund and I Squared Capital Registered Advisor LLC for exemptions under the Investment Company Act. The application seeks permission for investment companies to issue multiple classes of shares while applying certain fees, subject to potential hearings if requested.
Learn More📄Cboe EDGX Proposes Rule Change on Membership Termination Rights
The Cboe EDGX Exchange has filed a notice with the SEC for a proposed rule change to amend Rule 2.8 regarding the voluntary termination of rights as a Member. The amendment outlines the procedure a Member must follow to terminate its membership rights, emphasizing prior notification to the Exchange by a specified deadline.
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