Regulatory Compliance, Financial Implications 16 Jan 2025 trading fees, securities, fee schedule, regulatory change, ltse
Compliance, Financial Regulation 16 Jan 2025 trading fees, regulations, securities, compliance, market systems
Regulatory Compliance, Financial Impact 16 Jan 2025 fees, securities, exchange, cat costs, trading, miami, regulatory compliance
Compliance, Financial 15 Jan 2025 compliance, sec, securities, reporting, employee benefits, financial regulation
Compliance, Financial Regulation 15 Jan 2025 market data, regulation, securities, fees, nasdaq, inflation
Compliance, Regulatory Requirements 15 Jan 2025 compliance, sec, regulation, securities, financial reporting, business impact, canada
Compliance, Financial Impact 13 Jan 2025 market data, securities, inflation, regulation, exchange commission
Compliance Requirements, Financial Impact 13 Jan 2025 regulations, environmental protection, government contracts, securities, administrative practice and procedure, reporting and recordkeeping requirements, mineral resources, penalties, investigations, environmental impact statements, oil and gas, oil pollution, civil penalties, surety bonds, boem, oil and gas exploration, department of the interior, pipelines, rights-of-way, sulfur, offshore, continental shelf

⚖️2025 Civil Penalties Adjustments for Offshore Energy Operations

This final rule implements the 2025 inflation adjustments to the maximum daily civil monetary penalties in the Bureau of Ocean Energy Management's (BOEM) regulations for violations of the Outer Continental Shelf Lands Act (OCSLA) and the Oil Pollution Act of 1990 (OPA). These inflation adjustments are made pursuant to the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (Improvements Act) and Office of Management and Budget (OMB) memorandum M-25-02. The 2025 adjustment multiplier of 1.02598 accounts for 1 year of inflation from October 2023 through October 2024.

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Compliance, Financial Regulation 13 Jan 2025 compliance, sec, securities, reporting and recordkeeping requirements, financial regulation, brokers, investment companies, broker-dealer

📈SEC's Daily Computation Rule Changes for Broker-Dealers

The Securities and Exchange Commission ("Commission") is adopting amendments to the broker-dealer customer protection rule to require certain broker-dealers to perform their reserve computations for accounts of customers and proprietary accounts of broker-dealers and make any required deposits into their reserve bank accounts daily rather than weekly. The Commission also is adopting amendments to the broker-dealer net capital rule and customer protection rule to permit certain broker-dealers that perform a daily reserve computation for accounts of customers to reduce aggregate debit items (i.e., customer- related receivables) by 2% rather than 3% as part of the computation. Finally, the Commission is adopting technical amendments to the Financial and Operational Combined Uniform Single Report ("FOCUS Report") to conform it to the amendments with respect to the lowering of the debit reduction from 3% to 2%.

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Regulatory Requirements, Financial Implications 10 Jan 2025 sec, regulatory compliance, securities, nyse, business costs, audit trail, financial fees