📈NYSE Arca Proposes Rule Change to Enhance Trading Strategies
NYSE Arca has filed a proposed rule change to amend Rules 7.31-E and 7.37-E, introducing an optional routing strategy for MPL-IOC Orders. The change is aimed at improving trading efficiency and accessibility for ETP Holders and is set to take effect immediately upon filing. Public comments are invited on the proposal.
Learn More📈NYSE Proposes Increase in Port Fees - Regulatory Notice
The New York Stock Exchange has filed a proposed rule change to increase port fees, effective March 3, 2025. This change is subject to immediate effectiveness, allowing for timely comment from stakeholders, highlighting the NYSE's evolving fee structure and its potential implications for market participants.
Learn More💰NYSE American Proposes Changes to Options Fee Schedule
The NYSE American LLC has filed a proposed rule change to increase manual transaction fees for specialists and e-specialists and to remove outdated language from the Options Fee Schedule. This change is aimed at modernizing the fee structure, with immediate effectiveness designated as of March 2025. The proposal invites comments from interested parties regarding its consistency with existing regulations.
Learn More🔍Proposed Rule Change to Retire Proprietary Calculation by IEX
The Securities and Exchange Commission published a notice regarding a proposed rule change by Investors Exchange LLC, which aims to retire one of its proprietary mathematical calculations for assessing quotation probability. This amendment is designated for immediate effectiveness and is open for public comments to ensure alignment with regulatory standards.
Learn More💰NYSE Proposes New Fees for Directed Orders Effective March 2025
The NYSE has proposed a rule change to adopt fees for Directed Orders routed to algorithms, with an effective date of March 3, 2025. This change aims to amend the Exchange's Price List and has been designated for immediate effectiveness, inviting comments from interested parties.
Learn More📈NYSE Chicago Proposes Increase in Port Fees
The NYSE Chicago, Inc. has filed a proposed rule change to increase port fees, effective March 3, 2025. This change is published for public comment, and stakeholders are encouraged to provide their views on the modification. The rule is intended for immediate effectiveness, subject to investor protection considerations.
Learn More⚖️Proposed Changes to FINRA Arbitration Rules and Their Impact
The SEC is considering a proposed rule change from FINRA to amend the Codes of Arbitration Procedure related to the selection process for arbitrators. Key adjustments aim to increase the representation of non-chair-qualified public arbitrators and streamline administrative practices within arbitrations, ensuring more effective dispute resolution protocols. External stakeholder input on this proposal is also invited.
Learn More⚖️SEC Amends Delegation of Authority for Investigative Orders
The Securities and Exchange Commission ("Commission") is amending its regulations with respect to the delegations of authority to the Director of the Division of Enforcement ("Director") to eliminate the delegation of authority to issue formal orders of investigation. Formal orders designate the enforcement staff authorized to issue subpoenas in connection with investigations under the Federal securities laws. This amendment is the result of the Commission's experience with its nonpublic investigations. The amendment is intended to increase effectiveness by more closely aligning the Commission's use of its investigative resources with Commission priorities.
Learn More💼Proposed Increase in NYSE Arca Port Fees and Compliance Notice
The SEC has published a notice regarding a proposed rule change by NYSE Arca to amend its fee schedule, increasing port fees and removing the open outcry port fee discount. This change is set to take effect immediately and invites public comments on its potential impacts.
Learn More💰NYSE American Proposes Fee Increase
The NYSE American LLC has filed a proposed rule change to increase its port fees, effective immediately. This change aims to update the Exchange's Price List and remove outdated language. The Securities and Exchange Commission invites public comments on this proposal.
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