📊Proposed Minor Rule Violation Plan by 24X National Exchange
The Securities and Exchange Commission has received a filing from 24X National Exchange LLC regarding a proposed Minor Rule Violation Plan. This plan aims to designate specific minor rule violations and allow the Exchange to aggregate similar violations, promoting more efficient handling of regulatory infractions while maintaining transparency through quarterly reporting to the Commission.
Learn More💰NYSE American Proposes Changes to Options Fee Schedule
The SEC has published a notice regarding NYSE American LLC's proposed modification of its Options Fee Schedule. The changes aim to restructure the Manual Billable Rebate Program for better clarity and usability, while also eliminating obsolete pricing references, thereby enhancing the understanding of available rebates for market participants.
Learn More📈SEC Notice
The SEC issued a notice regarding an application by Morgan Stanley Pathway Funds for exemptions from certain regulations related to subadvisory agreements. This would allow them to make amendments without requiring shareholder approval and would alleviate certain disclosure obligations. Interested parties may request a hearing on the matter, with parameters outlined in the notice.
Learn More📊LTSE Proposes New Fees for Market Data Access
The Long-Term Stock Exchange (LTSE) has proposed a rule change to introduce fees for its proprietary market data feeds, namely Depth of Book and Top of Book. The changes aim to establish a new fee schedule while ensuring costs reflecting the operational expenses of providing these services. Stakeholders are encouraged to comment during the review period.
Learn More📉NYSE Arca Proposes Amendments to Trading Halt Rules
NYSE Arca proposes significant amendments to its trading halt rules aimed at promoting clarity and consistency in halting and resuming trading across U.S. equity markets. The changes include new definitions for regulatory events and specific procedures to manage trading interruptions effectively. These amendments align with the updated Consolidated Tape Association Plan, ensuring fair and orderly market operations during cross-market disruptions.
Learn More💰Proposed Rule Change for Bitwise Bitcoin and Ethereum ETFs
The Securities and Exchange Commission has issued a notice regarding the proposed rule change for the Bitwise Bitcoin ETF Trust and Bitwise Ethereum ETF. This change aims to permit in-kind creations and redemptions, potentially enhancing market functionalities while the Commission extends the review period for effective consideration.
Learn More📈Clarification of Exchange Rule 2611
The Securities and Exchange Commission announces changes to Exchange Rule 2611 by MIAX Pearl, aimed at clarifying regulations on odd and mixed lots. This includes removing misleading terminology and enhancing rule references to aid in compliance and understanding. The changes seek to reduce confusion for market participants and ensure smoother operational processes.
Learn More💼SEC Proposes Rule Changes on NYSE Connectivity Fee Structure
The Securities and Exchange Commission has extended the review period for proposed changes to connectivity fees by the NYSE and its affiliates. These changes aim to include fees for hardware procurement and managed services, requiring careful consideration from affected businesses regarding their operational and financial planning.
Learn More📈SEC Proposed Collection on Rule 604
The SEC is soliciting comments on the proposed collection of information under Rule 604, which requires the disclosure of customer limit orders. This rule aims to enhance market transparency, helping investors access better execution prices and facilitating a national market system for securities.
Learn More📈SEC Notice on Proposed Rule for Multi-Class ETF Trading
The SEC has extended the comment period for NYSE Arca's proposed rule change to facilitate the generic listing and trading of Multi-Class Exchange-Traded Fund Shares. This decision allows for additional time to consider the potential impacts and issues surrounding the proposed changes, ensuring a thorough evaluation before approval.
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