⏰MEMX Extends Pre-Market Trading Hours to 4 AM Eastern Time
The SEC has announced the immediate effectiveness of a proposed rule change by MEMX LLC to begin the Exchange's pre-market session at 4 a.m. ET, shifting from the previous start time of 7 a.m. This alignment with other exchanges aims to enhance trading accessibility. Interested parties are invited to comment on the proposal.
Learn More📄SEC Seeks Comments on Form T-6 Eligibility for Foreign Trustees
The SEC announces a proposed collection under the Paperwork Reduction Act for comments on Form T-6, which assesses eligibility for foreign corporations to act as trustees under the Trust Indenture Act. The notice details the application process and invites feedback on the utility and burden of the information collection.
Learn More📄Proposed Collection Notice for Form T-3 Application by SEC
The SEC is requesting comments on the Form T-3 application, used for the qualification of indentures under the Trust Indenture Act of 1939. The notice outlines the information collection process, estimated response times, and invites stakeholders to offer input on its necessity and clarity.
Learn More📄Cboe EDGX Proposes Rule Change on Membership Termination Rights
The Cboe EDGX Exchange has filed a notice with the SEC for a proposed rule change to amend Rule 2.8 regarding the voluntary termination of rights as a Member. The amendment outlines the procedure a Member must follow to terminate its membership rights, emphasizing prior notification to the Exchange by a specified deadline.
Learn More📄SEC Seeks Comments on Electronic Data Collection System Updates
The Securities and Exchange Commission (SEC) invites comments on the updates to its Electronic Data Collection System, designed for public reporting of tips, complaints, and referrals. The system aims to streamline submissions and gather essential information about potential securities law violations, requiring compliance from business owners and whistleblowers alike.
Learn More📈SEC Notice on Investment Fund Exemptions and Share Classes
The SEC has issued a notice regarding an application from ISQ Infrastructure Income Fund and I Squared Capital Registered Advisor LLC for exemptions under the Investment Company Act. The application seeks permission for investment companies to issue multiple classes of shares while applying certain fees, subject to potential hearings if requested.
Learn More📄SEC Requests Comments on Form 8-A Registration Process
The SEC is soliciting comments on a proposed collection of information related to Form 8-A, a registration statement for securities. This form is essential for businesses registering shares under the Securities Exchange Act. Comments on the collection process and its practical utility are welcomed within 60 days of publication.
Learn More📊Cboe BYX Exchange Rule Change on Voluntary Termination of Membership
The SEC has published a notice regarding the Cboe BYX Exchange's proposed rule change to amend Rule 2.8, which outlines the procedure for Members wishing to voluntarily terminate their membership rights. The proposed rule emphasizes notification requirements and the exchange’s authority to define specific submission methods, and invites public comments.
Learn More📊SEC Proposed Collection for Rule 17j-1
The SEC is seeking comments on the proposed extension of Rule 17j-1, which governs conflicts of interest for investment company personnel. This rule requires investment organizations to implement ethical codes, report personal securities transactions, and maintain records to enhance regulatory compliance and oversight among Access Persons.
Learn More📄SEC Notice on Information Collection for Form TH
The Securities and Exchange Commission (SEC) issued a notice regarding the extension of Form TH, which registrants use to notify the SEC of reliance on a temporary hardship exemption for filing documents in paper form. This notice invites public comment on the necessity and burden of the information collection process.
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