💰Cboe BZX Exchange Proposes Rule Change to Fee Schedule
The Securities and Exchange Commission has published a notice regarding Cboe BZX Exchange's proposed rule change, which includes amendments to its fee schedule for Dedicated Cores. This change aims for immediate effectiveness, and the exchange seeks comments on the proposal from interested persons, furthering regulatory compliance in the trading sector.
Learn More📈Nasdaq BX Proposes Amendment to Options Trading Rules
Nasdaq BX, Inc. has filed a proposed rule change regarding options trading, focusing on amendments to the treatment of responses in the Price Improvement Auction (PRISM) and clarifications on risk protection measures. The proposal is designated for immediate effectiveness, inviting public comments and compliance considerations from stakeholders.
Learn More📈Notice of Withdrawal of Proposed Options Regulatory Fee Waiver
The SEC issued a notice regarding the withdrawal of a proposed rule change by NYSE American, LLC, which aimed to waive the Options Regulatory Fee for December 2024. The proposal was temporarily suspended for review but ultimately was withdrawn shortly after its introduction. This development is crucial for stakeholders in the securities trading sector, impacting operational costs and regulatory compliance.
Learn More📈SEC Proposal for Trading of Digital and Commodity Asset Investments
The SEC is initiating proceedings to evaluate a proposed rule change by NYSE Arca to enable the listing and trading of Commodity- and Digital Asset-Based Investment Interests. This includes shares of the Grayscale Digital Large Cap Fund LLC, potentially offering new avenues for investment while ensuring regulatory compliance. Comments from interested parties are being requested to assess the proposal's implications.
Learn More📄Insights on Municipal Securities Disclosure Compliance Requirements
The Securities and Exchange Commission announces a request for an extension on compliance measures under Rule 15c2-12, which governs municipal securities disclosures. The rule mandates Participating Underwriters obtain and review official statements and ensures issuers provide ongoing financial information. These measures aim to enhance market transparency and reduce fraud in municipal securities transactions.
Learn More📈SEC Publishes Proposed Rule Change for Hashdex NFT ETF
The SEC has published a notice regarding a proposed rule change from Nasdaq, focusing on service providers and basket size for the Hashdex Nasdaq Crypto Index US ETF. This change aims to streamline compliance with the Trust's registration statement while maintaining listing requirements under Nasdaq Rule 5711(d). Interested parties are invited to comment on the proposed changes.
Learn More📈SEC Grants Registration for New Security-Based Swap Execution Facilities
The Securities and Exchange Commission has approved the registration of eight entities as Security-Based Swap Execution Facilities (SBSEFs). This document outlines the compliance requirements these facilities must adhere to, including adherence to specific regulatory rules and statutory core principles designed to ensure market integrity and transparency.
Learn More📈MIAX Emerald's Minor Rule Violation Plan
The Securities and Exchange Commission has declared effective MIAX Emerald, LLC's minor rule violation plan, permitting the exchange to impose fines for specific minor violations without engaging in formal disciplinary actions. The plan streamlines the enforcement process while ensuring ongoing compliance with regulatory standards.
Learn More📈Nasdaq's Rule Change Enhances Services for Eligible Switches
The Securities and Exchange Commission approved Nasdaq's proposed rule change to enhance its package of complimentary services for companies switching their listings, expanding the eligibility criteria beyond the New York Stock Exchange. This initiative aims to streamline services and bolster competition among national securities exchanges, ensuring companies receive valuable tools during their transition.
Learn More📈SEC Notice on NYSE Arca's Market Data Fee Change
The Securities and Exchange Commission (SEC) has published a notice regarding NYSE Arca's proposed rule change to expand the Per User Access Fee for the NYSE Aggregated Lite data feed. This change is set to take effect soon, following a solicitation for public comments on the proposal to enhance compliance and operational protocols among market participants.
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