📈SEC Notice on WisdomTree XRP Fund Trading Rules
The SEC has published a notice concerning Cboe BZX Exchange's proposed rule change to list and trade shares of the WisdomTree XRP Fund. The notice highlights the extended period for the SEC’s decision-making process, allowing more time for consideration of the implications of this proposed trading rule in the cryptocurrency market.
Learn More📈SEC Notice on Grayscale Cardano Trust Listing Proposal
The SEC issued a notice regarding NYSE Arca's proposed rule change to list and trade shares of the Grayscale Cardano Trust (ADA). The notice outlines the timeline for approval processes and comments from the public, reflecting ongoing regulatory considerations in the cryptocurrency market.
Learn More📈SEC Notice on Third Point's Investment Company Exemption Application
The SEC provides a notice regarding an application from Third Point Private Capital LLC seeking exemption under the Investment Company Act to allow registered closed-end investment companies to issue various classes of shares. This application facilitates more flexible financial product offerings for business development companies.
Learn More📈SEC Proposal for Cboe BZX Exchange to List Canary INJ ETF
The SEC has published a notice regarding a proposed rule change by Cboe BZX Exchange to list and trade shares of the Canary Staked INJ ETF. This proposal aims to allow investment in a new commodity-based trust that holds the INJ token, enhancing market access and potentially providing new trading opportunities for investors.
Learn More📈SEC Notice on Joint Transactions for Investment Companies
The SEC has issued a notice regarding an application from Main Street Capital Corporation and others, seeking permission for joint transactions that would typically be prohibited under the Investment Company Act of 1940. The application aims to facilitate co-investment opportunities among business development companies and affiliated investment entities.
Learn More💵SEC Adjusts Registration Fee Rates for Fiscal Year 2026
The Securities and Exchange Commission has announced annual adjustments to the registration fee rates for fiscal year 2026. This includes a fee of $138.10 per million applicable to securities registration, reflecting changes based on inflation and aggregate maximum offering prices from previous fiscal years. The adjustments are designed to align collections with statutory targets.
Learn More📉GEMX Proposes Changes to Maker Rebates and Taker Fees
The Securities and Exchange Commission has published a notice regarding a proposed rule change by Nasdaq GEMX to amend pricing schedules for options trading. The amendment includes adjustments to Maker Rebates for Market Makers and changes to Taker Fees for Priority Customers, aimed at incentivizing order flow and maintaining competitive market dynamics.
Learn More📈Nasdaq GEMX Proposes Amendments to Options Trading Regulations
Nasdaq GEMX has filed a notice to amend its options trading rules concerning order types and protocols, specifically addressing terms like "Block Order" and "Facilitation Order." The amendments aim to enhance clarity and consistency in trading practices, including the management of orders during trading halts. The proposed changes align with regulatory standards to maintain fair trading conditions.
Learn More📉Impact of Removing Syrian Sanctions Regulations on Businesses
The Department of the Treasury's Office of Foreign Assets Control (OFAC) is removing from the Code of Federal Regulations the Syrian Sanctions Regulations as a result of the termination of the national emergency on which the regulations were based and further changes to the policy of the United States towards Syria.
Learn More📈NYSE Texas Proposes Changes to Fee Schedule for Drop Copy Port
The Securities and Exchange Commission has published a notice regarding NYSE Texas's proposed rule change to amend its Fee Schedule by adding a drop copy port that mirrors the one from NYSE Arca. This optional service aims to enhance order activity tracking without imposing additional fees for redundant data streams.
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