Notice 14 Mar 2025 regulatory compliance, securities, nyse, financial services, options trading, fee schedule

💰NYSE American Proposes Changes to Options Fee Schedule

The NYSE American LLC has filed a proposed rule change to increase manual transaction fees for specialists and e-specialists and to remove outdated language from the Options Fee Schedule. This change is aimed at modernizing the fee structure, with immediate effectiveness designated as of March 2025. The proposal invites comments from interested parties regarding its consistency with existing regulations.

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Notice 14 Mar 2025 exchange, regulation, finance, securities, nyse, trading fees

💰NYSE Proposes New Fees for Directed Orders Effective March 2025

The NYSE has proposed a rule change to adopt fees for Directed Orders routed to algorithms, with an effective date of March 3, 2025. This change aims to amend the Exchange's Price List and has been designated for immediate effectiveness, inviting comments from interested parties.

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Notice 14 Mar 2025 trading, regulations, securities, nyse, business costs, finances

📈NYSE Proposes Increase in Port Fees - Regulatory Notice

The New York Stock Exchange has filed a proposed rule change to increase port fees, effective March 3, 2025. This change is subject to immediate effectiveness, allowing for timely comment from stakeholders, highlighting the NYSE's evolving fee structure and its potential implications for market participants.

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Notice 13 Mar 2025 compliance, sec, trading, regulation, securities, financial-services

📈SEC Rule 6h-1 Proposed Collection and Compliance Requirements

The Securities and Exchange Commission (SEC) is requesting comments on the proposed extension of information collection related to Rule 6h-1, which mandates compliance for trading security futures products. The rule establishes listing standards that prevent price manipulation and coordinate trading halts, impacting national exchanges and associated business operations.

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Notice 13 Mar 2025 regulation, finance, securities, etf, asset management, cryptocurrency

📈Proposed Rule Change for Listing and Trading Canary HBAR ETF

The Securities and Exchange Commission has issued a notice regarding a proposed rule change to list and trade shares of the Canary HBAR ETF, as modified by Amendment No. 1. The ETF aims to provide exposure to HBAR, the native asset of the Hedera Network, through a carefully structured trading and custody arrangement. The proposal includes requirements for ongoing compliance and clarity around the fund's operational procedures and investment objectives.

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Notice 13 Mar 2025 sec, regulatory compliance, information collection, securities, qualitative feedback

📄SEC Notice on Information Collection for Qualitative Feedback

The SEC is soliciting comments for an extension to collect qualitative feedback regarding its service delivery. This feedback aims to enhance customer interactions and improve program management, although it will not produce statistically generalizable data. The initiative is part of the SEC's ongoing commitment to improve stakeholder communication and operational efficiency.

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Notice 13 Mar 2025 trading, regulation, securities, investment, nasdaq, cryptocurrency, polkadot

📈Proposed Rule Change for Grayscale Polkadot Trust Shares on Nasdaq

The Securities and Exchange Commission published a notice regarding the Nasdaq Stock Market's proposed rule change to list and trade shares of the Grayscale Polkadot Trust. This initiative aims to facilitate investment in DOT cryptocurrency through regulated markets, enhancing accessibility for investors and supporting transparency in trading activities.

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Notice 12 Mar 2025 compliance, securities, options trading, investors exchange, regulatory affairs

💼SEC Notice on Proposed Rule Change for IEX Options Trading

The SEC has announced a longer review period for the proposed rule change from the Investors Exchange LLC, which seeks to govern the trading of options on a new facility called IEX Options. This notice outlines the procedural timeline and encourages public comments on the proposed changes to enhance the regulatory framework for trading options.

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Notice 12 Mar 2025 regulatory compliance, securities, exchanges, green finance, business growth

📈GIX's Amendment Application for National Securities Exchange Registration

Green Impact Exchange, LLC has filed an amendment to its Form 1 application for registration as a national securities exchange. The amendment includes revisions that eliminate certain proposed rules and update its governance structure regarding dual listings, inviting public comment on these changes.

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Notice 12 Mar 2025 trading, regulation, securities, investment, nyse arca, bitcoin, etf, ethereum

💰Notice of Proposed Rule Change to List Bitwise Bitcoin & Ethereum ETF

This regulatory notice by the Securities and Exchange Commission addresses NYSE Arca's filing for a proposed rule change to list and trade shares of the Bitwise Bitcoin and Ethereum ETF. The document outlines the ETF's operation, regulatory compliance requirements, and outlines the framework for trading to ensure transparency and investor protection.

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