Notice 18 Mar 2025 compliance, trading, exchange, regulation, finance, securities, nyse chicago, etps

📈Proposed Rule Change for ETPs by NYSE Chicago Inc.

The Securities and Exchange Commission publishes a notice regarding the proposed rule change by NYSE Chicago Inc. to amend its trading and listing rules for Exchange-Traded Products (ETPs). This includes adaptations aligning with NYSE Arca's guidelines and aims to enhance market accessibility, clarity, and compliance within the exchange's operational framework.

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Notice 18 Mar 2025 securities, nasdaq, financial regulation, liquidity, ipo, listing standards

📈Nasdaq Updates Initial Listing Liquidity Requirements for IPOs

The Nasdaq Stock Market's new rule requires companies listing in connection with an IPO to meet liquidity requirements solely from offering proceeds. This adjustment aims to enhance market stability and ensure adequate investor interest, while also affecting companies uplisting from the OTC market. The measures are designed to promote fair trading practices and improve overall market efficiency.

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Notice 18 Mar 2025 compliance, sec, regulatory, securities, financial reporting, business filings

📊SEC Requests Comments on Form 12b-25 Extension for Late Filings

The Securities and Exchange Commission has submitted a request for extension of Form 12b-25, which notifies the Commission and the market about late filings of reports. The form allows for an automatic extension if conditions are met and supports compliance with relevant securities laws. Comments on this information collection are invited to assess its utility and burden.

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Notice 18 Mar 2025 finance, securities, investment, regulatory change, etf, ethereum, staking

💰SEC Proposes Rule Change for Franklin Ethereum ETF to Allow Staking

The SEC is reviewing a proposed rule change from Cboe BZX Exchange to allow the Franklin Ethereum ETF to engage in staking ether. This amendment aims to enhance revenue generation for the Fund and improve investor returns, adapting to the evolving landscape of cryptocurrency investments.

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Notice 18 Mar 2025 regulation, securities, investment, financial services, cryptocurrency

📈SEC Notice on Fidelity Ethereum Fund Options Listing

The SEC issued a notice regarding the Cboe EDGX Exchange's proposed rule change to list options on the Fidelity Ethereum Fund. The notice indicates an extension of the Commission's review period to allow adequate consideration of this significant financial instrument, with the new decision deadline set for May 14, 2025.

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Notice 18 Mar 2025 compliance, trading, regulation, securities, financial services, cboe

📈Cboe Proposes Amendments to Compliance Rules for Trading Permit Holders

The Cboe Exchange has filed a notice for proposed rule changes concerning the supervisory reporting processes for Trading Permit Holders, aiming to align its regulations with standards set by FINRA and NYSE. The proposed amendments are focused on enhancing compliance protocols and simplifying annual reporting procedures for members participating in multiple exchanges.

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Notice 18 Mar 2025 trading, securities, fees, nasdaq, financial regulation, market makers

📈Nasdaq GEMX Proposes Changes to Options Pricing Schedule

The SEC announces Nasdaq GEMX's proposed rule change to amend the "Regular Order Fees and Rebates" in its Pricing Schedule. Key modifications include the removal of certain rebates and fees, adjustments in qualifying criteria for market participants, and a focus on enhancing fee structures for various trading categories. The proposed changes are designated for immediate effectiveness and open for public comment.

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Notice 18 Mar 2025 regulation, securities, investment, bitcoin, options, cryptocurrency

📈SEC Prolongs Action on Bitcoin Options Regulation Proposal

The SEC announces an extended period for considering a proposed rule change from NYSE Arca, Inc. related to options on the Grayscale Bitcoin Mini Trust and Bitwise Bitcoin ETF. The extension allows for a thorough assessment before making a decision regarding the amendments to position and exercise limits, as well as the introduction of Flexible Exchange Options.

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Notice 18 Mar 2025 compliance, securities, investments, financial regulation, asset management, cryptocurrency, ethereum

📈SEC Proposal for Staking in Franklin Crypto Index ETF

The SEC published a notice regarding Cboe BZX Exchange's proposed rule change to allow staking of ether held by the Franklin Crypto Index ETF. This amendment aims to enhance profitability for the Fund, enabling it to earn staking rewards, ultimately benefiting investors through improved financial returns and greater operational flexibility.

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Notice 18 Mar 2025 compliance, trading, regulation, securities, options, financial markets, futures

📈SEC Notice on Cboe Proposed Rule Change for Future-Option Orders

The Securities and Exchange Commission has issued a notice regarding Cboe Exchange's proposed rule change to allow orders with options and futures legs, termed "Future-Option Orders." The Commission has designated an extended timeline for reviewing this proposal, aiming to ensure adequate consideration of the change and its implications for the market.

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