Notice 5 May 2025 securities, crypto, investment, exchange commission, regulation

📈SEC Proposes Rule Change for Franklin Crypto Index ETF Staking

The Securities and Exchange Commission (SEC) is considering a proposed rule change to amend regulations governing the listing and trading of shares of the Franklin Crypto Index ETF, allowing for staking. The extended review period will give the SEC more time to assess the implications of this change and any feedback received.

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Notice 2 May 2025 joint transactions, private equity, securities, investment, compliance

📈SEC Notice on Joint Transactions for Investment Companies Impact

The SEC has released a notice regarding an application from Adams Street Private Equity Navigator Fund LLC and affiliates, seeking permission for joint transactions that are otherwise prohibited under the Investment Company Act. This notice outlines the application details, filing timeline, and conditions, providing essential information for relevant entities in the investment space.

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Notice 2 May 2025 clearing agencies, financial services, regulation, securities, risk management, compliance

📈SEC Proposes Rule Change for Clearing Agency Securities Valuation

The Securities and Exchange Commission has published a notice regarding a proposed rule change by The Depository Trust Company, aimed at updating the Clearing Agency Securities Valuation Framework. The changes will enhance the standards for risk-based margin systems and ensure the use of reliable and timely data inputs in financial transactions, focused on maintaining robust risk management and compliance mechanisms.

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Notice 2 May 2025 clearing agencies, regulation, securities, risk management, compliance, margin systems

📈Proposed Rule Changes to Clearing Agency Securities Valuation Framework

The Securities and Exchange Commission has issued a notice regarding proposed rule changes to the Clearing Agency Securities Valuation Framework by the Fixed Income Clearing Corporation. The changes aim to incorporate substantive inputs into risk-based margin systems, enhance compliance with new regulations, and improve the management of securities' pricing risks.

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Notice 2 May 2025 finance, securities, risk management, compliance, clearing agency

📊Proposed Rule Change for Securities Clearing Agencies on Margin Requirements

The Securities Exchange Commission announces a proposed rule change from the National Securities Clearing Corporation to update its Securities Valuation Framework. This change incorporates new requirements related to substantive inputs for risk-based margin systems, enhancing compliance practices and risk management strategies across clearing agencies. The updates aim to improve the reliability of margin calculations and collateral valuation processes.

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Notice 1 May 2025 securities, options, trading, commodities, regulation, exchange, miax sapphire

📈SEC Extends Review Period for MIAX Sapphire Options Rule Change

The SEC has announced a longer review period for MIAX Sapphire's proposed rule change to amend criteria for listing and trading options on Commodity-Based Trust Shares. The decision aims to allow sufficient time for comprehensive evaluation, indicating evolving compliance standards in the securities market.

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Notice 1 May 2025 securities, options trading, nyse american, regulation, commodity-based trust shares

📈SEC Notice on NYSE American Options Trading Rule Change

The SEC has acknowledged a proposed rule change by NYSE American LLC to amend Rule 915, allowing the listing and trading of options on Commodity-Based Trust Shares. The Commission has extended its review period to ensure a thorough evaluation of the implications associated with this significant amendment.

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Notice 1 May 2025 securities, options, trading, commodities, sec, financial regulation, nyse arca

📈NYSE Arca Proposes Options on Commodity-Based Trust Shares

The Securities and Exchange Commission has received a proposed rule change from NYSE Arca to amend Rule 5.3-O, allowing the Exchange to list and trade options on Commodity-Based Trust Shares. The SEC has designated an extended period for action on this proposal, indicating thorough consideration of its implications.

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Notice 1 May 2025 securities, financial services, options, trading, regulatory, cboe

📈SEC Extends Review Period for Proposed Options Regulation by Cboe

The SEC has designated a longer review period for Cboe EDGX Exchange's proposed rule change to amend trading regulations, allowing options on Commodity-Based Trust Shares. This extension aims to provide the Commission sufficient time to evaluate the proposed changes, impacting trading practices and investment opportunities within the market.

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Notice 1 May 2025 securities, options trading, regulation, commodity-based trust shares, miami international securities exchange

📈SEC Announces Extended Review for Proposed Rule Change on Options

The SEC has designated a longer review period for Miami International Securities Exchange's proposed amendment to Exchange Rule 402, which allows the listing and trading of options on Commodity-Based Trust Shares. This extended timeline provides the Commission ample opportunity to consider the implications of the rule change.

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