📊Proposed Fee Changes for MIAX Emerald Market Data Feeds
MIAX Emerald LLC seeks to amend its Fee Schedule, introducing new fee categories for its proprietary market data feeds, including a structure for per User and Non-Display Usage fees. This change aims to enhance transparency and reduce administrative burdens for subscribers while aligning with similar fees at other exchanges.
Learn More📈SEC Notice on Co-Investment Application for Eagle Point Entities
The Securities and Exchange Commission's notice details an application from Eagle Point Credit Company Inc. and its affiliates requesting permission to allow joint transactions between various investment entities. The document outlines procedural aspects regarding public hearings and how affected parties can engage in the process.
Learn More🏦SEC Notice for Mercer Funds on Sub-Advisory Agreement Exemption
The Securities and Exchange Commission (SEC) has issued a notice regarding an application from Mercer Funds and Mercer Investments LLC for an exemption under the Investment Company Act. This exemption would allow the Trust's board of trustees to approve new and modified sub-advisory agreements without adhering to the traditional in-person meeting requirement. Interested parties may request a hearing on the application.
Learn More📄SEC Proposed Collection
The Securities and Exchange Commission is seeking comments on existing information collections pertaining to Rule 17a-10, which regulates transactions between registered investment companies and their affiliates. The proposal emphasizes compliance requirements for subadvisers and associated documentation modifications necessary for legal adherence to the rule.
Learn More📈SEC Grants Notice for Co-Investment Relief for BDCs
The SEC has published a notice regarding an application from several investment funds seeking permission to co-invest in portfolio companies. This order aims to allow better collaboration among business development companies and closed-end management investment firms, which could lead to strategic investment opportunities and resource sharing. Interested parties can request a hearing on the matter by specified deadlines.
Learn More📈SEC Approves Multiple Share Classes for Investment Companies
The SEC issued a notice regarding Vista Credit BDC Management's application for an exemption under the Investment Company Act of 1940. This exemption allows registered closed-end investment companies to issue multiple classes of shares with different sales loads and fees, potentially enhancing funding options for business development companies.
Learn More📄SEC Rule 19d-3
The SEC is soliciting comments on Rule 19d-3, which governs applications for review of final disciplinary actions by self-regulatory organizations. This includes sanctions, membership denials, and access prohibitions. The notice outlines the expected burden on respondents regarding compliance and seeks public feedback to optimize the information collection process.
Learn More🤝SEC Notice on Golub Capital BDC Joint Transactions Application
The SEC has issued a notice regarding an application by Golub Capital BDC and affiliates for permission to co-invest in portfolio companies. This request seeks to circumvent certain restrictions under the Investment Company Act to allow collaborative investment opportunities among various BDCs and affiliated entities, enhancing their operational flexibility.
Learn More📈SEC Extends Review Period for Bitwise Ethereum ETF Staking Proposal
The SEC has designated a longer review period for the NYSE Arca's proposed amendment to allow staking in the Bitwise Ethereum ETF. This decision follows a submission that may impact the trading and investment landscape, as the Commission seeks to thoroughly evaluate the implications of such changes on the market.
Learn More📈Rule 5703
The Nasdaq Stock Market LLC proposes Rule 5703 to allow for the generic listing and trading of Multi-Class ETF Shares that meet specific regulatory requirements. This facilitates broader investment opportunities while ensuring compliance with the Investment Company Act, enhancing market accessibility and competition in the ETF space.
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