🔒SEC Sunshine Act Meeting
The Securities and Exchange Commission has scheduled a Sunshine Act meeting to address key issues including injunctive actions and settlements of administrative proceedings. This closed meeting will consist of senior officials, with the agenda subject to change based on Commission priorities. Interested parties should check the SEC website for updates.
Learn More📈Updates to Options Clearing Corporation By-Laws and Regulatory Changes
The Securities and Exchange Commission publishes a notice regarding proposed rule changes by The Options Clearing Corporation to amend its By-Laws, allowing Clearing Members to submit adjustments to positions for any purpose permissible under Exchange rules. This change aims to harmonize OCC's regulations with Exchange standards and facilitate clearer operational processes for market participants.
Learn More📈FINRA Proposes Amendments to Transaction Reporting Rule 6730
The SEC released a notice on FINRA's proposed amendment to Rule 6730, which seeks to retain the 15-minute reporting limit for TRACE-eligible securities. This amendment includes options for reporting allocations across customer accounts, currently under consideration as the SEC extends the review period to gather more input on the changes.
Learn More📈Proposed Rule Change for Franklin Crypto ETFs
The SEC published a notice regarding proposed rule changes by Cboe BZX Exchange, enabling in-kind creations and redemptions for the Franklin Bitcoin ETF, Ethereum ETF, and Crypto Index ETF. These amendments aim to improve operational efficiencies in ETF transactions while maintaining compliance with existing regulations.
Learn More📈SEC Notice on Joint Transaction Application for BDCs
The SEC announces an application by Audax Credit BDC Inc. and affiliated companies for an order allowing co-investment in portfolio companies despite standard prohibitions. The notice outlines the process for public participation through hearing requests and presents important compliance considerations for affected investment entities.
Learn More💰Cboe's Proposed Rule Change for VanEck Bitcoin & Ethereum ETFs
The Cboe BZX Exchange is filing a proposed rule change to allow in-kind creations and redemptions of shares for the VanEck Bitcoin and Ethereum ETFs. This amendment aims to enhance operational efficiencies and improve the trading process for authorized participants while maintaining compliance with regulatory standards.
Learn More🪙SEC Proposes Rule Change for Bitcoin and Ethereum ETFs
The Securities and Exchange Commission is reviewing a proposed rule change by Cboe BZX Exchange to allow in-kind creations and redemptions for the ARK 21Shares Bitcoin ETF and 21Shares Core Ethereum ETF. This amendment aims to enhance market efficiency and improve processes for authorized participants, facilitating smoother crypto transactions.
Learn More💰Proposed Rule Change for Bitcoin and Ethereum ETFs by Cboe BZX
The Cboe BZX Exchange has filed a proposed rule change with the SEC to allow in-kind creations and redemptions for the Invesco Galaxy Bitcoin and Ethereum ETFs. This amendment aims to enhance liquidity and market efficiency, promoting a flexible trading environment for authorized participants and benefiting investors.
Learn More📈SEC Approves NYSE Arca Rule Change for Bitwise Crypto ETF
The SEC has granted accelerated approval for NYSE Arca to list and trade shares of the Bitwise 10 Crypto Index ETF. This proposal amends existing rules to enhance the definition and governance of Trust Units, potentially expanding investment in digital assets while ensuring investor protections remain in place.
Learn More💰Analysis of NYSE American Options Regulatory Fee Decrease
The NYSE American LLC proposes a temporary reduction in the Options Regulatory Fee (ORF) to address increased trading volumes and regulatory costs. This change aims to align ORF collections with operational expenses while ensuring compliance with SEC standards, with an automatic reversion planned for December 31, 2025.
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