📈NYSE Arca's Proposed Rule Change for Bitwise Crypto Index ETF
The SEC has published a notice of filing for NYSE Arca's amendment to Rule 8.500-E, allowing for the listing and trading of the Bitwise 10 Crypto Index ETF. This rule change aims to broaden the types of entities issuing Trust Units, enhancing trading flexibility and compliance for digital asset investments.
Learn More📈SEC Notice
The SEC has issued a notice regarding an application from several investment funds seeking permission to co-invest in portfolio companies. This application aims to permit joint transactions that are typically prohibited, potentially impacting investment strategies and regulatory compliance for involved entities. Interested parties have the option to request a hearing on the matter.
Learn More📄SEC Proposal for Information Collection on Rule 12d1-3 Compliance
The Securities and Exchange Commission (SEC) is seeking comments on the information collection related to Rule 12d1-3, which mandates a certification process for securities listing. The notice outlines the reporting burden and invites feedback on improving the information collection process, emphasizing the importance of practical utility and efficiency in compliance efforts.
Learn More📊MIAX Sapphire Options Exchange Fee Discount Extension Notification
The Securities and Exchange Commission is notifying about MIAX Sapphire's proposed rule change to extend a temporary 20% discount on historical Open-Close Report data until December 31, 2025. This initiative aims to attract more subscribers and enhance competition among options exchanges by providing more accessible market data.
Learn More⏱️FINRA Proposes Rule Change for Timestamp Granularity Compliance
FINRA has filed a proposed rule change to extend the exemption on timestamp granularity requirements until April 8, 2030. This change aligns with an exemption granted by the SEC, allowing financial institutions to handle timestamp reporting more effectively without significant adjustments to their existing systems over the next five years.
Learn More📄SEC Announces Comment Request for Extension of Form 18-K
The SEC is soliciting comments on the proposed extension of Form 18-K, an annual report used by foreign entities with U.S. listed securities to ensure investor information adequacy. The notice outlines the estimated time required for preparation and invites input on the collection process and its utility.
Learn More📈Regulatory Notice on Proposed Extension of SEC Form 10 Collection
The Securities and Exchange Commission is proposing a comment request regarding the extension of information collection for Exchange Act Form 10. This form is utilized by issuers to register a class of securities, requiring comprehensive disclosures about their business and financial condition to protect investor interests and facilitate informed decision-making.
Learn More📈SEC Notice
The SEC issued a notice regarding an application by Morgan Stanley Pathway Funds for exemptions from certain regulations related to subadvisory agreements. This would allow them to make amendments without requiring shareholder approval and would alleviate certain disclosure obligations. Interested parties may request a hearing on the matter, with parameters outlined in the notice.
Learn More📉SEC Closed Meeting on Sunshine Act - Business Implications
The SEC announces a closed meeting to discuss critical matters, including injunctive actions and administrative proceedings. The meeting will take place remotely and at the Commission's headquarters, focusing on topics pertinent to compliance and enforcement. Specific personnel will attend, and any changes to the meeting's schedule will be announced on the SEC's website.
Learn More📈Amendments to Certificate of Incorporation for Miami International Holdings
The Securities and Exchange Commission issued a notice regarding MIAX Pearl's proposal to amend its parent company’s certificate of incorporation. This includes plans for a reverse stock split and retains existing ownership restrictions, aimed at maintaining effective governance and operational capacity within regulatory frameworks.
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