🏛️SEC Sunshine Act Meeting Invitation for June 2025
The Securities and Exchange Commission will hold a public meeting on Sunshine Act provisions, inviting public comments on matters including non-GAAP financial measures and mandatory arbitration clauses. The meeting is scheduled for June 5, 2025, and will be accessible both in-person and via webcast. Public submissions are encouraged prior to the event.
Learn More📈Cboe BZX Exchange Notice on Market Maker Rule Change
The Securities and Exchange Commission has announced a longer review period for a proposed rule change from Cboe BZX Exchange, designed to modify requirements for registered Market Makers associated with Derivative Securities. The notice reflects ongoing consideration of the complexities involved in the proposed amendments, which may impact trading practices within the industry.
Learn More📜SEC Seeks Comments on Proposed Collection for Rule 7d-1 Compliance
The Securities and Exchange Commission (SEC) is soliciting comments on the information collection requirements under Rule 7d-1, which governs the registration of foreign investment funds. The rule includes provisions for documentation, agreements, and compliance measures necessary for registration under U.S. securities laws, especially targeting Canadian funds.
Learn More💹SEC Reviews Proposed Rule for In-Kind Bitcoin and Ethereum Funds
The SEC is assessing a proposed rule change by Cboe BZX Exchange to amend the listing and trading rules for Fidelity's Bitcoin and Ethereum Funds. This proposal seeks to enable in-kind creations and redemptions, which are critical for fund management strategies and compliance within the cryptocurrency market. The Commission is inviting public comments on these changes.
Learn More📈SEC Proposes Rule Change for 21Shares Core Ethereum ETF Staking
The Securities and Exchange Commission is considering a proposed rule change by Cboe BZX Exchange to amend listing rules for the 21Shares Core Ethereum ETF, allowing ether staking. The Commission invites public comments on the change, which raises legal and policy considerations.
Learn More📄SEC Proposed Collection
The SEC is seeking comments on information collection related to Rule 19d-1, which requires SROs to report certain actions, including disciplinary measures and delistings. The rule aims to ensure proper oversight and compliance within the financial sector, anticipating around 850 submissions annually from approximately 17 respondents.
Learn More📈SEC Proceedings on CoinShares XRP ETF Listing and Trade Approval
The Securities and Exchange Commission initiates proceedings to consider the approval of a proposed rule change by Nasdaq to list and trade shares of the CoinShares XRP ETF. This proceeding addresses the implications and concerns related to the cryptocurrency market, particularly focusing on the use of XRP and the necessary compliance with securities regulations.
Learn More💰Nasdaq Proposal for CoinShares Litecoin ETF
The Securities and Exchange Commission has initiated proceedings to determine the approval of the proposed rule change allowing the listing of CoinShares Litecoin ETF shares on the Nasdaq Stock Market. The proposal aims to reflect Litecoin's market performance while addressing regulatory concerns around investor protection and market manipulation, inviting public commentary.
Learn More📈SEC Considers Listing Shares of Canary XRP Trust on Cboe BZX
The Securities and Exchange Commission is evaluating a proposed rule change to allow the listing and trading of shares of the Canary XRP Trust. This proposal aims to track the performance of the digital asset XRP, raising various legal and policy considerations regarding investor protection and market integrity. Public comments are encouraged as part of the review process.
Learn More📄SEC Notice on Rule 0-4 Submission for OMB Review
The SEC gives notice regarding the extension of Rule 0-4 under the Investment Advisers Act, which prescribes the requirements for applications seeking exemptive relief. The rule aims to guide the Commission in assessing exemption requests while detailing the associated cost burdens for applicants, which vary based on application complexity.
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