📈Proposed Rule Change for Commodity-Based Trust Shares by NYSE
The Securities and Exchange Commission has published a notice for NYSE Arca's proposed rule change to establish new generic listing standards for Commodity-Based Trust Shares. This rule aims to streamline the trading process, enhance market efficiency, and support investor protection by reducing costs and time associated with getting new securities to market. The proposed regulations outline criteria and definitions crucial for compliance within the trading landscape.
Learn More⚖️SEC Notice on Co-Investment Relief for Business Development Companies
The SEC issued a notice regarding an application from Gemcorp Commodities Alternative Products Fund and related entities to allow limited co-investments among business development companies and other investment entities. This order would enable joint ventures that are typically restricted under current investment regulations, potentially enhancing investment opportunities for the involved parties.
Learn More📈Cboe BZX Exchange Proposed Rule Change for Commodity Trust Shares
The Securities and Exchange Commission is considering a proposed rule change from Cboe BZX Exchange to allow the generic listing and trading of Commodity-Based Trust Shares. This change aims to streamline procedures, enhance market transparency, and improve investor protection through clarifying regulations and requirements for listing such financial instruments.
Learn More📝SEC Proposes Extension for Form F-7 Registration Statement Collection
The SEC is soliciting comments on the proposed extension of Form F-7, which is used for registering securities offerings. The form aims to ensure sufficient information is available for investors and outlines the agency's obligations under the Paperwork Reduction Act, including estimated burden and cost for businesses filing the form.
Learn More📈Nasdaq Proposes Rule Change for Commodity-Based Trust Shares
The SEC announces Nasdaq's proposed rule change to adopt generic listing standards for Commodity-Based Trust Shares. This change aims to streamline the approval process for exchange-traded products tied to commodities, enhancing market efficiency and expanding available investment options for investors.
Learn More📈SEC Extends Decision Period for Ethereum ETF Staking Proposal
The SEC has announced a longer review period for the Cboe BZX's proposed rule change to allow staking within the Invesco Galaxy Ethereum ETF, initiated on June 9, 2025. The Commission emphasizes the need for additional time to evaluate the complexities of the proposed amendment effectively.
Learn More🛡️SEC Regulation S-ID
The Securities and Exchange Commission (SEC) has issued a notice regarding Regulation S-ID, which mandates SEC-regulated entities to implement identity theft prevention programs. The regulation focuses on protecting investors from identity theft risks and details the associated information collection requirements, including policies, training, and reporting obligations for financial institutions and creditors.
Learn More📈SEC Notice on Joint Investment Transactions for Invesco Funds
The SEC issued a notice regarding a request from Invesco Dynamic Credit Opportunity Fund and others for an order to allow certain business development companies and closed-end management investment firms to co-invest in portfolio companies. The notice outlines the application for relief from specific investment restrictions under the Investment Company Act of 1940.
Learn More📈Proposed Rule on SQF Ports Limits Impacting Market Makers
The Securities and Exchange Commission has announced the immediate effectiveness of Nasdaq PHLX LLC's proposed rule change to limit the number of Specialized Quote Feed Ports (SQF) a Market Maker can subscribe to per month. This limit aims to enhance efficiency and manage connectivity, impacting the operational strategies of market participants.
Learn More🏦SEC Notice on Investment Advisers' Custodial Compliance Rules
This regulatory notice from the Securities and Exchange Commission discusses the information collection requirements for investment advisers regarding the custody of client funds. It emphasizes the importance of transparency, regular audits, and client notifications to ensure proper handling of assets, reinforcing the adviser's obligations under the Investment Advisers Act of 1940.
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