📈SEC Extends Review Period for Canary SUI ETF Rule Change
The Securities and Exchange Commission (SEC) has designated a longer period for reviewing Cboe BZX Exchange's proposed rule change to list and trade shares of the Canary SUI ETF. This extension allows the SEC more time to consider relevant issues pertaining to the ETF and its regulatory implications.
Learn More💵New Liquidity Risk Framework Changes Approved for LCH SA
The Securities and Exchange Commission has approved revisions to LCH SA's Liquidity Risk Modelling Framework, enhancing its approach to managing liquidity risks associated with clearing services. The updates aim to clarify operational requirements, improve data accuracy, and ensure compliance with regulatory standards for effective liquidity management.
Learn More📈SEC Proposes New Rule for Multi-Class ETF Shares Trading
The SEC has published a notice regarding a proposed rule change by NYSE Arca to permit the generic listing and trading of Multi-Class Exchange-Traded Fund Shares. This rule aims to streamline compliance and enhance investment opportunities by allowing funds to operate under exemptive relief from certain regulations, potentially benefiting investors and the market overall.
Learn More🌎SEC Concept Release on Foreign Private Issuer Eligibility Overview
The Securities and Exchange Commission ("Commission") is publishing this concept release to solicit comments on the definition of a foreign private issuer ("FPI"). There have been several developments within the FPI population since the Commission last conducted a broad review of reporting FPIs and the eligibility criteria for FPI status. These developments have prompted us to consider whether the current FPI definition should be revised so that it better represents the issuers that the Commission intended to benefit from current FPI accommodations while continuing to protect investors and promote capital formation.
Learn More📅SEC Sunshine Act Meeting on Form PF Amendments
The SEC will hold an Open Meeting on June 11, 2025, to discuss compliance dates for amendments to Form PF adopted on February 8, 2024. The meeting will be accessible via webcast for public participation, promoting transparency in regulatory processes and facilitating engagement on critical financial compliance matters.
Learn More💰Proposed Rule Change for VanEck Bitcoin and Ethereum Trusts
The SEC is assessing a proposed rule change from Cboe BZX Exchange to amend listing rules for the VanEck Bitcoin and Ethereum Trusts, allowing in-kind creations and redemptions. This proposal aims to enhance the trading mechanics and operational efficiency of trust shares while addressing legal and policy issues. The Commission is encouraging public comments on this proposal.
Learn More📈SEC Proposes Exemption for Closed-End Funds from Annual Meetings
The SEC is considering a new rule allowing Closed-End Funds listed from May 20, 2025, onward to be exempt from annual shareholder meetings, streamlining operations and potentially enhancing market participation. This change aims to protect shareholders while encouraging the formation of new funds by reducing regulatory burdens associated with costly annual meetings.
Learn More📈Cboe Announces New Retail Broker Program with Fee Waivers
The Securities and Exchange Commission (SEC) published a notice for the Cboe EDGA Exchange's proposed rule change to implement a Small Retail Broker Hosted Solutions Program. This program will include fee waivers and updated eligibility criteria, aimed at enhancing access to market data and increasing competitiveness among retail brokers.
Learn More📈SEC Reviews Dream Exchange Holdings Inc. Registration Application
This notice details the SEC's proceedings regarding Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. It outlines DreamEx's trading platform's structure, compliance requirements under the Securities Exchange Act, and the potential grounds for denial of the application, inviting public comment on various aspects of the proposal.
Learn More📉Notice of Applications for Deregistration Under Investment Company Act
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On September 27, 2025, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $44,294 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on February 13, 2025 and amended on May 13, 2025. Applicant's Address: 660 Fifth Avenue, Level 15, New York, New York 10103.
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