Notice 6 Mar 2025 trading, sec, regulation, options, nasdaq, financial markets

📈Nasdaq PHLX Proposed Rule Change for Options Execution Transactions

The Securities and Exchange Commission has published a notice regarding Nasdaq PHLX LLC's proposed rule change to amend Options 8, Section 22, relating to the execution of options transactions. The amendments aim to clarify rules without introducing significant changes, facilitating immediate effectiveness post-filing and inviting public comment on the modifications.

Learn More
Notice 28 Feb 2025 securities, nasdaq, financial markets, regulatory compliance, bitcoin

📈Nasdaq Proposes Rule Change for Valkyrie Bitcoin Fund

The Securities and Exchange Commission has received a notice from Nasdaq regarding a proposed rule change for the Valkyrie Bitcoin Fund. The changes involve amendments to key operational aspects, including service providers and custodians, while ensuring compliance with existing listing requirements. The rule has been designated for immediate effectiveness, enabling quicker updates to the Trust's operations.

Learn More
Notice 28 Feb 2025 financial compliance, delisting, regulation, appeal fees, nasdaq

💰Nasdaq Proposal on Appeal Fees and Delisting Requirements

The Securities and Exchange Commission announces Nasdaq's proposed rule change to amend Listing Rules concerning appeal fees related to delisting determinations. The new rules stipulate that issuers must clear all prior fees before initiating an appeal and state that these fees are non-refundable. The proposal is open for public comment for 60 days.

Learn More
Notice 26 Feb 2025 sec, bitcoin, financial markets, etf, proposed rule, regulation, nasdaq

📈SEC Notice on Proposed Rule Change for Bitcoin Trust ETF

The Securities and Exchange Commission announces a longer period for considering a proposed rule change by Nasdaq ISE regarding position limits and Flexible Exchange Options for the iShares Bitcoin Trust ETF. This extension allows for more thorough evaluation and public comment on the implications of the changing financial landscape surrounding cryptocurrency investments.

Learn More
Notice 25 Feb 2025 market regulations, investment, etf, cryptocurrencies, nasdaq, xrp, sec

💰SEC Approves Proposed Rule for CoinShares XRP ETF Listing

The SEC has published a notice regarding Nasdaq's proposed rule change to list and trade CoinShares XRP ETF shares under Nasdaq Rule 5711(d). This initiative aims to enhance investor access to XRP through a regulated exchange-traded product while addressing regulations to curb market manipulation and protect investors.

Learn More
Notice 25 Feb 2025 cryptocurrency, investment, trading, securities, etf, litecoin, nasdaq, regulations

💰Listing of CoinShares Litecoin ETF Under Nasdaq Rule 5711(d)

The Securities and Exchange Commission published a notice regarding a proposed rule change by Nasdaq to list and trade shares of the CoinShares Litecoin ETF. This filing is part of the regulatory framework seeking to enhance market access and transparency for investors interested in Litecoin-based exchange-traded products.

Learn More
Notice 20 Feb 2025 compliance, sec, financial regulations, nasdaq, options trading, market mechanisms

📈Nasdaq MRX Proposes Amendments to Options Rules

Nasdaq MRX has filed a notice to amend various options rules, including clarifying Stop Orders and improving mechanisms related to facilitation and price improvement. The proposed changes are immediately effective and seek to refine trading practices within the options market, as well as invite public comments for further review.

Learn More
Notice 20 Feb 2025 regulatory compliance, securities, business impact, nasdaq, options trading

📈Nasdaq GEMX Proposes Changes to Options Trading Regulations

The Securities and Exchange Commission has published a notice regarding Nasdaq GEMX's proposed rule changes aimed at amending various options rules. Key changes include refining definitions of Stop Orders, updating mechanisms for trade responses, and adjusting Risk Protection parameters, alongside other technical amendments. Public comments on these changes are also being solicited.

Learn More
Notice 20 Feb 2025 sec, regulation, nasdaq, options trading, trading rules

📈Nasdaq ISE Proposes Changes to Options Trading Rules

The Securities and Exchange Commission has published a notice regarding Nasdaq ISE's proposed amendments to various options rules, aiming to clarify and refine trading mechanisms such as Stop Order definitions, response treatments, and risk protections. The proposal seeks to enhance operational effectiveness within the options trading framework, inviting public comments for further evaluation.

Learn More
Notice 20 Feb 2025 regulation, securities, fees, nasdaq, options trading, rebates

💰Nasdaq MRX Proposed Rule Change on Options Pricing Schedule

The SEC has published a notice regarding Nasdaq MRX's proposed rule change to amend its pricing schedule. Key changes include the adoption of Penny Symbol Maker Rebates, modifications to Taker Fees, and adjustments to volume requirements, all aimed at refining the trading fee structure on the exchange.

Learn More