Notice 10 Feb 2025 options, business, trading, regulations, securities, finance, nasdaq, compliance

📈Nasdaq PHLX Proposes New OTTO Protocol for Options Trading

The SEC has published a notice regarding Nasdaq PHLX LLC's filing for a new trading protocol called "Ouch to Trade Options" (OTTO). The proposal aims to amend existing options rules, including order types and member fees. Stakeholders are invited to comment on this significant regulatory change, which is designed for immediate effectiveness, enhancing trading operations within the options market.

Learn More
Notice 10 Feb 2025 regulation, trading, securities, finance, nasdaq, compliance

📈Nasdaq Approves New Rule for Halt Auction Processes

The Nasdaq Stock Market is implementing new regulations to enhance trading halt processes, establishing price protections and modifying auction procedures. These changes aim to ensure that securities are appropriately priced during trading halts, improve price discovery, and maintain market integrity through enhanced mechanisms consistent with current practices for LULD and MWCB halts.

Learn More
Notice 10 Feb 2025 business impact, orf, options trading, nasdaq, securities regulation, compliance

📈Nasdaq GEMX Delays Implementation of New Options Regulatory Fee

The Securities and Exchange Commission (SEC) published a notice regarding Nasdaq GEMX's proposal to delay the implementation of a new Options Regulatory Fee and its related methodology. This proposed delay aims to provide additional time for stakeholders to adjust to the upcoming changes, which are now set for implementation in June 2025.

Learn More
Notice 10 Feb 2025 options regulatory fee, exchange commission, securities, nasdaq, compliance

⏳Nasdaq MRX Delays New Options Regulatory Fee Implementation

The Securities and Exchange Commission announces a proposed rule change by Nasdaq MRX to delay the implementation of the new Options Regulatory Fee and its associated methodology, shifting the effective date to June 1, 2025, and introducing a sunset clause. The move aims to refine the fee structure before enforcement.

Learn More
Notice 4 Feb 2025 compliance, regulation, securities, financial services, nasdaq, exchange commission, etf, crypto

📈SEC Publishes Proposed Rule Change for Hashdex NFT ETF

The SEC has published a notice regarding a proposed rule change from Nasdaq, focusing on service providers and basket size for the Hashdex Nasdaq Crypto Index US ETF. This change aims to streamline compliance with the Trust's registration statement while maintaining listing requirements under Nasdaq Rule 5711(d). Interested parties are invited to comment on the proposed changes.

Learn More
Notice 4 Feb 2025 sec, trading, regulations, nasdaq, etf, cryptocurrency, litecoin

🪙SEC Notice on Listing of Canary Litecoin ETF Shares

This document outlines the SEC's notice regarding the proposed rule change to list and trade shares of the Canary Litecoin ETF by The Nasdaq Stock Market LLC. It specifies regulatory compliance measures, the Trust's operational framework, and the surveillance mechanisms to monitor trading activities, ensuring transparency and fraud prevention.

Learn More
Notice 4 Feb 2025 trading, regulatory compliance, securities, financial services, nasdaq, eligible switch

📈Nasdaq's Rule Change Enhances Services for Eligible Switches

The Securities and Exchange Commission approved Nasdaq's proposed rule change to enhance its package of complimentary services for companies switching their listings, expanding the eligibility criteria beyond the New York Stock Exchange. This initiative aims to streamline services and bolster competition among national securities exchanges, ensuring companies receive valuable tools during their transition.

Learn More
Notice 3 Feb 2025 compliance, trading, regulation, securities, nasdaq, self-regulatory organizations

💼Nasdaq PHLX Proposes New FIX Drop Port and Associated Fees

The Nasdaq PHLX LLC has filed a proposed rule change to adopt a new FIX Drop Port similar to those on other Nasdaq platforms, alongside related fees. The change is designated for immediate effectiveness and invites public comments to assess its consistency with the Securities Exchange Act. Stakeholders are encouraged to review and engage with the proposed changes, which may affect trading strategies.

Learn More
Regulatory Requirements, Financial Markets 31 Jan 2025 compliance, sec, nasdaq, trading regulations, flex options
Compliance, Regulatory Requirements 30 Jan 2025 compliance, regulation, securities, financial services, nasdaq, board diversity