Notice 18 Mar 2025 trading, securities, fees, nasdaq, financial regulation, market makers

📈Nasdaq GEMX Proposes Changes to Options Pricing Schedule

The SEC announces Nasdaq GEMX's proposed rule change to amend the "Regular Order Fees and Rebates" in its Pricing Schedule. Key modifications include the removal of certain rebates and fees, adjustments in qualifying criteria for market participants, and a focus on enhancing fee structures for various trading categories. The proposed changes are designated for immediate effectiveness and open for public comment.

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Notice 18 Mar 2025 securities, nasdaq, financial regulation, liquidity, ipo, listing standards

📈Nasdaq Updates Initial Listing Liquidity Requirements for IPOs

The Nasdaq Stock Market's new rule requires companies listing in connection with an IPO to meet liquidity requirements solely from offering proceeds. This adjustment aims to enhance market stability and ensure adequate investor interest, while also affecting companies uplisting from the OTC market. The measures are designed to promote fair trading practices and improve overall market efficiency.

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Notice 17 Mar 2025 compliance, regulation, securities, nasdaq, financial, bitcoin trust

📈Nasdaq Bitcoin Trust Proposed Rule Change Notice and Implications

The SEC has designated a longer period for action regarding Nasdaq's proposed rule change to amend listing and trading rules for the iShares Bitcoin Trust, allowing for in-kind creations and redemptions. The extension aims to give sufficient time for thorough consideration of the proposed changes and any issues raised by them.

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Notice 17 Mar 2025 sec, trading, regulation, investment, nasdaq, cryptocurrency, digital assets

📈SEC's Proposed Rule for Grayscale Hedera Trust Trading

The SEC has announced a proposed rule change to allow the listing and trading of Grayscale Hedera Trust (HBAR) shares on the Nasdaq. This regulatory filing aims to provide insights on the investment framework for HBAR, promoting enhanced market access and compliance requirements for operators and investors in the cryptocurrency space.

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Notice 17 Mar 2025 compliance, sec, regulations, nasdaq, etf, cryptocurrency

📈SEC Extends Review Period for CoinShares XRP ETF Proposal

The SEC has issued a notice concerning the proposed rule change to list shares of the CoinShares XRP ETF under Nasdaq rules. This notice highlights the extended review period to allow for deeper consideration of the proposal and the issues raised during the public comment phase, with a new deadline set for decision-making.

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Notice 17 Mar 2025 sec, regulation, financial services, nasdaq, options trading, pricing schedule

💰Nasdaq PHLX Proposed Rule Change on Options Trading Fees

Nasdaq PHLX LLC has filed a proposed rule change to amend its Pricing Schedule concerning Qualified Contingent Cross Rebates and the Floor Broker Incentive Program. The proposal aims to adjust qualifying criteria and rebate structures to enhance trading incentives and operational efficiency. The Commission is seeking public comments on this regulatory change.

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Notice 17 Mar 2025 compliance, trading, regulation, finance, securities, nasdaq, etf

📈Nasdaq Proposes Canary Litecoin ETF Listing

The Securities and Exchange Commission has acknowledged a proposal from Nasdaq to list and trade shares of the Canary Litecoin ETF. This notice extends the review period for the proposal, allowing the Commission additional time to consider the implications and issues raised, highlighting the ongoing regulatory landscape for financial products.

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Notice 13 Mar 2025 trading, regulation, securities, investment, nasdaq, cryptocurrency, polkadot

📈Proposed Rule Change for Grayscale Polkadot Trust Shares on Nasdaq

The Securities and Exchange Commission published a notice regarding the Nasdaq Stock Market's proposed rule change to list and trade shares of the Grayscale Polkadot Trust. This initiative aims to facilitate investment in DOT cryptocurrency through regulated markets, enhancing accessibility for investors and supporting transparency in trading activities.

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Notice 12 Mar 2025 sec, trading, regulation, finance, nasdaq, exchange-traded products

📈SEC Extends Review Period for Nasdaq's Trading Halt Rule Proposal

The Securities and Exchange Commission has issued a notice regarding Nasdaq's proposed rule change to introduce an optional trading halt functionality for Exchange-Traded Products on their launch day. This halt is intended to mimic the trading halts employed during initial public offerings, enhancing market oversight and product launch strategies. The SEC has extended the review period to allow for thorough consideration.

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Notice 7 Mar 2025 regulation, investment, nasdaq, etf, cryptocurrency, digital assets

🪙Nasdaq Rule 5712 Proposal for Digital Asset Investment Interests

The Nasdaq Exchange has proposed Rule 5712 to enable the listing and trading of Commodity- and Digital Asset-Based Investment Interests. This development focuses on enhancing market access for digital assets, providing a framework for investment in the Hashdex Nasdaq Crypto Index US ETF, which aims to offer new opportunities in a rapidly growing market sector.

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