Notice 23 Apr 2025 regulation, nasdaq, sec, investment interests, digital assets, commodity trading

📈Nasdaq's Proposed Rule for Digital Asset Investments Review

The Securities and Exchange Commission is considering Nasdaq's proposed Rule 5712, which aims to allow the listing and trading of commodity- and digital asset-based investment interests. This includes the Hashdex Nasdaq Crypto Index US ETF, marking a significant step towards integrating digital assets into regulated markets. The Commission is reviewing the proposal, extending the decision deadline to June 5, 2025.

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Notice 17 Apr 2025 nasdaq, ethereum, trading, options, finance, cryptocurrency

💵Nasdaq Options Rule Change

The Nasdaq Stock Market is proposing to amend its rules to allow options trading on five Ethereum-related trusts. This change aims to align with approvals from other exchanges and establish specific position and exercise limits for these options, fostering a more integrated trading environment for crypto assets.

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Notice 17 Apr 2025 financial services, nasdaq, market data, trading, exchange, regulation

📉Nasdaq PHLX Proposes Elimination of Market Data Revenue Rebate Program

Nasdaq PHLX has proposed to eliminate the Market Data Revenue Rebate program, which incentivized participants to increase quoting activity but has seen limited use. The change reflects the exchange's evolving needs amidst a competitive trading environment and aims to streamline operations by reallocating resources more effectively.

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Notice 16 Apr 2025 options market, nasdaq, phlx, financial regulation, business incentives, rebates

💵Nasdaq PHLX Proposes Changes to Customer Rebate Program

Nasdaq PHLX LLC has filed a proposed rule change to amend its Customer Rebate Program, stipulating that if a member qualifies for multiple rebates, only the highest will be paid monthly. This change aims to streamline rebate payments while continuing to incentivize order execution against customer orders.

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Notice 16 Apr 2025 nasdaq, compliance, securities, regulations, listing fees, self-regulatory organizations

📉Nasdaq Proposes Rule Change to Streamline Listing Fees Regulations

The Securities and Exchange Commission is considering a Nasdaq proposal to remove outdated provisions related to listing fees and standards. This change aims to enhance the clarity and efficacy of Nasdaq's regulatory framework, ultimately benefiting companies listed on the exchange by eliminating unnecessary complexities and promoting better compliance with current standards.

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Notice 25 Mar 2025 compliance, trading, securities, fees, nasdaq, financial regulation, liquidity

📈Nasdaq Proposes Changes to Fee Structure and Incentives

Nasdaq announces a proposed rule change aimed at amending fee structures, introducing new fee credits, and adjusting existing requirements for trading on the Exchange. These amendments are intended to encourage liquidity and enhance market quality, ultimately fostering a competitive trading environment for participants.

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Notice 20 Mar 2025 securities, regulatory, compliance, options, nasdaq, fees

💰Nasdaq ISE Proposes New Fees for FLEX Options Trading

The Nasdaq ISE filed a notice with the SEC regarding a proposed rule change to establish fees for FLEX options. The proposal, effective upon filing, is set to be operational on April 7, 2025, and the SEC invites comments from interested parties regarding the implications of this change.

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Notice 19 Mar 2025 trading rules, financial regulations, nasdaq, order entry protocol, securities law

📈Nasdaq Proposes CORE FIX Protocol

The SEC has announced the immediate effectiveness of Nasdaq's proposed rule change to introduce a new order entry protocol named "CORE FIX." This protocol caters to users of FIX who currently do not utilize its routing capabilities, aiming to streamline order handling and improve order latency without making substantive rule changes.

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Notice 18 Mar 2025 sec, nasdaq, rule change, financial regulation, self-regulatory organization

📈Nasdaq PHLX Rule Change on Liquidity Credit Impacting Members

The Securities and Exchange Commission announces a filing by Nasdaq PHLX LLC to amend Rule Equity 7, Section 3, which proposes the removal of a liquidity credit for member organizations. This proposed change is set for immediate effectiveness and invites public comments.

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Notice 18 Mar 2025 compliance, regulation, finance, securities, nasdaq, transaction fees

💰Nasdaq Proposes Changes to Transaction Fees Affecting Businesses

The Nasdaq Stock Market LLC has filed a proposed rule change to amend its transaction fees for the Nasdaq Report Center and the Equity Trade Journal for Clearing Firms. This notice invites comments from interested parties on the proposal, highlighting the importance of stakeholder feedback in the regulatory process.

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