Notice 19 May 2025 sec, trading, regulations, investment, nyse arca, cryptocurrency

📈SEC Initiates Proceedings on Grayscale Litecoin Trust Listing

The SEC has initiated proceedings to evaluate a proposed rule change by NYSE Arca to list and trade shares of the Grayscale Litecoin Trust. This proposal, which reflects the value of Litecoin, is subject to regulatory scrutiny to ensure market integrity and investor protection. The commission invites public comments on the proposal and its implications.

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Notice 19 May 2025 sec, regulations, finance, securities, investment, business, investment companies

📈SEC Notice

The SEC issued a notice regarding an application under the Investment Company Act for an exemption allowing certain registered closed-end investment companies to issue multiple classes of shares. This includes permission for imposing asset-based distribution fees and early withdrawal charges, highlighting regulatory adjustments in the investment landscape. Interested parties may request a hearing on the application.

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Notice 19 May 2025 compliance, regulation, securities, investment, nyse arca, cryptocurrency, solana, grayscale

💹NYSE Arca Proposed Rule Change to List Grayscale Solana Trust

The document details the SEC's proceedings to approve or disapprove a proposed rule change by NYSE Arca for listing and trading shares of the Grayscale Solana Trust. It outlines the investment objectives of the Trust and invites public comment on the proposal, emphasizing regulatory considerations around digital assets.

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Notice 19 May 2025 trading, investment, nasdaq, financial regulation, etf, cryptocurrency, dogecoin

🪙Proposed Nasdaq Rule Change for 21Shares Dogecoin ETF Trading

This document outlines a proposed rule change from Nasdaq to list and trade shares of the 21Shares Dogecoin ETF, detailing its investment objectives, operational structure, and regulatory compliance mechanisms. The ETF aims to track the performance of Dogecoin, facilitating indirect access to the digital asset market for investors. The proposal invites public comment and outlines listing criteria and operational guidelines.

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Notice 15 May 2025 small business administration, investment, financial assistance, licensing, leverage, sbic

💵Small Business Administration Issues New SBIC Licenses

The U.S. Small Business Administration has issued a notice regarding the granting of licenses to various Small Business Investment Companies (SBICs). This announcement includes details about the names of the SBICs, their licensing dates, and leverage tiers, thereby providing crucial information about investment opportunities in the small business sector.

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Notice 14 May 2025 sec, regulation, investment, financial services, nasdaq, cryptocurrency

📈SEC Notice on Nasdaq's Proposed Rule Change for 21Shares Polkadot Trust

The Securities and Exchange Commission has issued a notice extending the review period for the Nasdaq's proposal to list and trade shares of the 21Shares Polkadot Trust. The Commission aims to ensure sufficient time for consideration of the proposed rule change and related issues, announcing a new deadline for decision-making.

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Notice 12 May 2025 compliance, regulation, securities, investment, business development

📈SEC Notice

The Securities and Exchange Commission (SEC) has issued a notice regarding an application for an order that would permit specific joint transactions between the Nomura Alternative Income Fund and other investment companies. This application seeks to allow co-investment in portfolio companies, potentially changing the dynamics of investment strategies and collaborative opportunities within the financial sector.

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Notice 12 May 2025 sec, regulation, investment, business development companies, capital markets

📈SEC Notice on Varagon Capital Joint Transactions Potential

The SEC has issued a notice regarding an application for an order under the Investment Company Act to allow certain business development companies and closed-end management investment companies to co-invest in portfolio companies. This could enable increased collaboration and investment opportunities among the entities involved.

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Notice 9 May 2025 regulatory, finance, securities, investment, business development, co-investing

📈SEC Notice on Co-Investing for Private Credit Funds

This document details an SEC notice regarding the application for an order under the Investment Company Act, allowing select business development companies and investment firms to co-invest in portfolio companies. The notice outlines application details, potential hearings, and further contact information related to the request.

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Notice 9 May 2025 compliance, regulation, securities, investment, cboe, etf, vix

📈Proposed Rule Change for Cboe VIX ETFs and Its Business Implications

The Securities and Exchange Commission has published a notice regarding a proposed rule change by the Cboe BZX Exchange that affects the trading of two ETFs linked to VIX Futures. The proposed amendments aim to modify existing participation restrictions, prompting potential strategic shifts in the ETF market landscape and competitive positioning for businesses involved in these securities.

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