Notice 5 Sep 2025 investment, energy, regulation, utilities, federal energy regulatory commission, compliance

⚡Notice of Petition for Declaratory Order by Orlando Utilities Commission

The Department of Energy announces a Petition for Declaratory Order by Orlando Utilities Commission regarding revisions to its Open Access Transmission Tariff. The notice details the procedures for public intervention and comment, encouraging stakeholder engagement and compliance with regulatory standards.

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Notice 5 Sep 2025 investment, securities, business development companies, joint transactions, regulation

💼SEC Notice on Joint Transactions for Business Development Companies

The SEC issued a notice regarding an application from Constitution Capital Access Fund, LLC and others for permission to allow joint transactions among business development companies and affiliated entities. The request seeks to enable collaborative co-investment strategies that may be beneficial for portfolio management and investment diversification.

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Notice 3 Sep 2025 sec, regulatory compliance, securities, investment, business development companies

📈SEC Notice on Joint Transactions for Business Development Companies

The SEC issues a notice regarding an application for an order under the Investment Company Act to allow certain business development companies to co-invest in portfolio companies with affiliated entities. This could alter co-investment strategies and regulatory dynamics within the investment management sector.

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Notice 28 Aug 2025 securities, investment, financial regulation, cryptocurrency, trust, exchange-traded fund, commodity-based

📈SEC Proposal for Cboe BZX Exchange to List Canary INJ ETF

The SEC has published a notice regarding a proposed rule change by Cboe BZX Exchange to list and trade shares of the Canary Staked INJ ETF. This proposal aims to allow investment in a new commodity-based trust that holds the INJ token, enhancing market access and potentially providing new trading opportunities for investors.

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Notice 28 Aug 2025 compliance, sec, regulation, securities, investment, business development

📈SEC Notice on Joint Transactions for Investment Companies

The SEC has issued a notice regarding an application from Main Street Capital Corporation and others, seeking permission for joint transactions that would typically be prohibited under the Investment Company Act of 1940. The application aims to facilitate co-investment opportunities among business development companies and affiliated investment entities.

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Notice 28 Aug 2025 regulation, securities, investment, financial markets, cryptocurrency

📈SEC Notice on WisdomTree XRP Fund Trading Rules

The SEC has published a notice concerning Cboe BZX Exchange's proposed rule change to list and trade shares of the WisdomTree XRP Fund. The notice highlights the extended period for the SEC’s decision-making process, allowing more time for consideration of the implications of this proposed trading rule in the cryptocurrency market.

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Notice 28 Aug 2025 trading, regulatory compliance, securities, investment, etf, cryptocurrency

📈Analysis of Proposed Cboe BZX Rule Change for TRX ETF

The Securities and Exchange Commission is considering a proposed rule change by Cboe BZX Exchange to list and trade shares of the Canary Staked TRX ETF. The proposal aims to allow the Trust to hold TRX and trade shares while seeking to track TRX's performance, raising discussions about regulatory compliance and investor protection.

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Notice 25 Aug 2025 compliance, federal regulation, small business, investment, privacy act, records management

📑SBA Modifies Small Business Investment Company Information System

The U.S. Small Business Administration (SBA) proposes to modify its system of records, titled Small Business Investment Company Information System (SBICIS) (SBA SBICS 40), to update its inventory of records systems subject to the Privacy Act of 1974, as amended. Publication of this notice complies with the Privacy Act and the Office of Management and Budget (OMB) Circular A-108 and Circular A-130. System of Records Notice (SORN) titled, Small Business Investment Company Information System (SBA SBICS 40), serves as a centralized and automated framework for the organization, retrieval, and analysis of information which supports the SBA's oversight and risk management roles for the SBIC program and SBA's technical assistance to and related support of any Capital Assistance Program (defined below).

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Notice 21 Aug 2025 sec, trading, regulatory compliance, investment, etf, cryptocurrency

📈SEC Review of Bitwise XRP ETF Listing Proposal

The SEC has designated a longer review period for the proposed rule change to list and trade shares of the Bitwise XRP ETF under BZX Rule 14.11(e)(4). Following the initial filing, the SEC is allowing additional time to consider the implications before issuing an approval or disapproval order, reflecting the complexities of cryptocurrency regulation and trading practices.

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Notice 21 Aug 2025 regulation, securities, investment, nyse arca, etf, cryptocurrencies

📈SEC Notice on Proposed Rule Change for Truth Social ETF

The SEC has announced the extension of the review period for NYSE Arca's proposed rule change to list and trade shares of the Truth Social Bitcoin and Ethereum ETF. This decision allows more time for consideration of the rule and the issues raised, highlighting the evolving landscape of cryptocurrency investment.

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