📈SEC Notice on ARK Venture Fund Exemption Application
The SEC issued a notice regarding ARK Venture Fund's application for exemptions under the Investment Company Act, seeking permission to allow registered closed-end investment companies to issue multiple classes of shares and impose various distribution fees. Interested parties may request a hearing on the application by a specified deadline.
Learn More🪙SEC Reviews NYSE Arca's Listing Proposal for Copper Trust Units
The SEC is considering the proposal from NYSE Arca to list and trade units of the Sprott Physical Copper Trust. This includes details on the management structure, investment objectives, and compliance requirements. The proposal is subject to public comment and further analysis to ensure investor protection and compliance with securities regulations.
Learn More🏦Request for Public Comments on SBA Information Collection
In accordance with the Paperwork Reduction Act of 1995, this notice announces the Small Business Administration's (SBA) intentions to request approval for an extension or revision of an approved information collection. The Paperwork Reduction Act (PRA) requires federal agencies to publish a notice in the Federal Register concerning each proposed collection of information before submission to OMB and to allow 60 days for public comment in response to the notice. This notice complies with that requirement.
Learn More📈SEC Notice on Proposed Rule Changes for Options Trading
The SEC has announced proceedings regarding proposed rule changes by MIAX and its affiliates to amend criteria for listing and trading options on commodity-based trust shares. The Commission is reviewing the proposed changes and has extended the timeframe for approval or disapproval to ensure comprehensive consideration of implications.
Learn More💼SEC Notice on Crestline Lending Solutions' Co-Investing Request
The SEC has issued a notice regarding Crestline Lending Solutions, LLC's application for an order to allow certain business development companies and closed-end management investment companies to co-invest in portfolio companies. The application addresses joint transactions that are typically prohibited, providing a collaborative investment opportunity for the applicants and affiliated entities.
Learn More📈SEC Notice on Canary HBAR ETF Proposed Rule Change
The SEC has extended the review period for approving a proposed rule change to list and trade shares of the Canary HBAR ETF under Nasdaq Rule 5711(d). This decision aims to provide the Commission with adequate time to consider the proposal and related issues raised during the comment period.
Learn More🏦Notice on Change in Bank Control and Share Acquisitions
The Federal Reserve System details the application process for acquiring shares in a bank or bank holding company under the Change in Bank Control Act. Interested parties can submit comments regarding the application before the specified deadline, and applications will be publicly disclosed, emphasizing transparency and public involvement in the regulatory process.
Learn More💼SEC Notice for Joint Transactions by Investment Companies
The SEC issued a notice regarding an application from Russell Investments entities seeking permission for certain joint transactions between investment companies. This involves co-investment opportunities aimed at enhancing collaborative investment strategies, subject to the terms of the Investment Company Act of 1940. Interested parties can request a hearing by a specified deadline.
Learn More📈Nasdaq's Proposed Rule Change for 21Shares SUI ETF Trading
The Securities and Exchange Commission is reviewing a proposed rule change by Nasdaq to list and trade shares of the 21Shares SUI ETF. This decision involves an analysis of compliance with regulations ensuring investor protection and market integrity, inviting public comment before a determination is made.
Learn More📊SEC Notice on Joint Transactions for Investment Companies
The SEC issued a notice regarding the Gladstone Alternative Income Fund's application for an order to allow certain BDCs and investment companies to co-invest in portfolio companies. This application seeks to change existing prohibitions under the Investment Company Act, providing new avenues for collaboration among investment entities.
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