💰IEX Proposes Changes to Fee Schedule for Non-Displayed Trading
The Investors Exchange LLC (IEX) has filed a proposal with the SEC to amend its fee schedule, introducing new pricing incentive tiers aimed at boosting non-displayed trading. The Incremental Fee Tiers will offer discounts for increased trading volumes, fostering greater liquidity and competitive edge for participating members.
Learn More🏦Change in Bank Control Notices Affecting Acquisitions
The Federal Reserve System announces applications for reaching shares of banks or bank holding companies under the Change in Bank Control Act. It outlines the factors for consideration in these applications and provides access to public comments related to these transactions. Interested parties are invited to submit their views by a specified deadline.
Learn More📈Notice of Federal Retirement Thrift Investment Board Meeting
The Federal Retirement Thrift Investment Board has announced an upcoming board meeting, which will cover essential topics including the review of investment manager services, monthly and quarterly reports, as well as updates on legislative and vendor risk management activities. This meeting will be conducted via telephonic and web access, allowing for broader participation.
Learn More💼SEC Notice on Exemption Application for Investment Companies
The SEC has issued a notice regarding TCG Strategic Income Fund's application for exemptions under the Investment Company Act of 1940. The application seeks permission for registered closed-end investment companies to issue multiple classes of shares and charge asset-based fees and early withdrawal penalties. Interested parties can request a hearing or further information from the SEC.
Learn More📈SEC Notice on Franklin XRP ETF Trading Proposal Action
The SEC has announced a longer review period for Cboe BZX Exchange's proposed rule change to list and trade shares of the Franklin XRP ETF. This notice indicates ongoing regulatory processes and considerations that may impact financial markets and trading strategies.
Learn More📈SEC Notice on Rule Change for iShares Ethereum Trust Staking
The SEC published a notice regarding Nasdaq's proposed rule change to amend the iShares Ethereum Trust and allow for the staking of ether. This change, designed to enhance operational flexibility, is under extended review, prompting further consideration of its potential implications for investors and the regulatory landscape in digital assets.
Learn More📈SEC Extends Review for Franklin Solana ETF Rule Change
The Securities and Exchange Commission (SEC) has designated a longer period to consider a proposed rule change for the listing and trading of Franklin Solana ETF shares by Cboe BZX Exchange. The extended timeline allows the SEC more time to review comments and relevant issues before making a final decision.
Learn More🤝SEC Notice on Joint Transactions for Investment Companies
The Securities and Exchange Commission issued a notice regarding TCW Steel City Perpetual Levered Fund LP and affiliated companies, requesting an order to permit joint transactions among business development companies and closed-end management investment companies. The notice outlines application details, potential hearings, and how interested parties can engage with the process.
Learn More📈SEC Proposed Rule 6c-11 Extension
The Securities and Exchange Commission is seeking comments on the proposed extension of Rule 6c-11 under the Investment Company Act of 1940, which allows ETFs to operate without an exemptive order. The rule aims to enhance transparency and competition in the ETF market by requiring specific information disclosures and operational protocols.
Learn More📈SEC Reviews Proposed Rule Change for Grayscale Hedera Trust
The Securities and Exchange Commission (SEC) has designated a longer review period for the proposed rule change to list and trade shares of the Grayscale Hedera Trust under Nasdaq regulations. The extension allows the SEC to thoroughly consider the implications of the proposed listing and address any related concerns before making a final decision.
Learn More