💼Cboe BZX Exchange Proposes BondBloxx Private Credit Trust Rules
The Cboe BZX Exchange has filed a proposed rule change to list and trade shares of the BondBloxx Private Credit Trust, targeting risk-adjusted returns through private credit assets. The proposal includes strategies for liquidity management and emphasizes regulatory compliance, aiming to stimulate active trading and enhance investor participation in the market for exchange-traded products.
Learn More📊SBA Proposes New Compliance Reporting for Small Business Investment Companies
The U. S. Small Business Administration (SBA) intends to request approval from the Office of Management and Budget (OMB) for a new collection of information described below. The Paperwork Reduction Act (PRA) requires federal agencies to publish a notice in the Federal Register concerning each proposed collection of information before submission to OMB and to allow 60 days for public comment in response to the notice. This notice complies with that requirement.
Learn More📊SEC Notice on Information Collection for Rule 139b Compliance
The SEC announces a request for OMB review related to Rule 139b, which establishes compliance requirements for broker-dealers regarding the disclosure of standardized performance in investment fund research reports. This rule extends regulatory safe harbor provisions to investment funds while aiming to enhance transparency and reduce investor confusion.
Learn More📈SEC Notice on Rule 607 and Information Collection Activities
The SEC has submitted a request for the extension of information collection activities related to Rule 607, which requires sales materials for certain securities offerings to be filed prior to use. This aims to protect investors from misleading information linked to small business investment companies and business development companies under Regulation E.
Learn More💹Increased Options Limits for Bitcoin ETFs to Enhance Market Liquidity
The Securities and Exchange Commission is considering a proposed rule change to raise position and exercise limits for options on Bitcoin-related ETFs. This amendment aims to enhance market liquidity and trading efficiency, benefiting institutional investors and market participants by providing increased opportunities for effective trading and hedging activities.
Learn More📈SEC Extends Review Period for Sprott Physical Copper Trust Listing
The Securities and Exchange Commission has announced a longer review period for NYSE Arca's proposed rule to list and trade shares of the Sprott Physical Copper Trust. This designation allows the SEC additional time to assess the rule change and the associated issues raised during the comment period.
Learn More💰SEC Approves FLEX Options for iShares Bitcoin Trust ETF
The SEC is set to allow FLEX options trading on the iShares Bitcoin Trust ETF, enhancing trading flexibility and risk management for market participants. This proposed rule change aims to improve market efficiency and broaden the variety of investment tools available for investors in bitcoin-related products, promoting a more competitive trading environment.
Learn More💼SEC Notice on Joint Transactions for Investment Companies
The SEC issued a notice regarding an application from Fortress Private Lending Fund and related entities to allow joint transactions among business development companies and affiliated investment entities, seeking regulatory relief from prohibitions on certain co-investments. Interested parties may request a hearing to contest the application or seek further information.
Learn More🏦Change in Bank Control Notices
The Federal Reserve System has issued a notice regarding applications under the Change in Bank Control Act for acquiring shares of a bank or bank holding company. The notice details the public comment process and factors considered in these applications, promoting transparency and stakeholder engagement in financial transactions.
Learn More🌾USDA Notice on Agricultural Foreign Investment Disclosure Act
The Department of Agriculture is seeking public comment on the information collection aspects of the Agricultural Foreign Investment Disclosure Act, requiring foreign entities to report agricultural land transactions. This notice covers the requirements and burden estimation for compliance, relevant to investors in the U.S. agricultural sector.
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