📈SEC Approves Options Trading on iShares Ethereum Trust
The SEC has published a notice regarding a proposed rule change to allow the listing and trading of options on the iShares Ethereum Trust, aiming to enhance market efficiency and provide investors with additional tools to manage their exposure to Ethereum. This regulatory change is expected to improve liquidity and transparency in the trading of cryptocurrency assets.
Learn More📈Cboe Proposes to Eliminate Position Limits for Specific Options
The Securities and Exchange Commission is reviewing Cboe Exchange's proposed rule change to eliminate position and exercise limits for options on the S&P 500 Equal Weight Index and the S&P 500 ESG Index. The decision on this proposal, initially expected by May 2025, has been extended to June 30, 2025, to allow for thorough consideration of the associated issues.
Learn More📊Proposed Collection Extension for Exchange Act Form 10-Q
The Securities and Exchange Commission (SEC) is soliciting comments on the proposed extension of the information collection associated with Exchange Act Form 10-Q. This form ensures quarterly reporting compliance by issuers and helps provide adequate information to investors, reflecting the ongoing commitment to regulatory oversight. The SEC estimates substantial preparation time and associated costs for businesses involved.
Learn More📈SEC Notice on ICE Clear Credit CDS Contracts Rule Change
The SEC is soliciting comments on ICE Clear Credit LLC's proposed rule change to allow clearance of additional Standard Emerging Market Sovereign CDS contracts. This amendment, expected to enhance market efficiency, includes the Republic of Côte d'Ivoire in the list of eligible reference entities for clearing, promoting better risk management in CDS transactions.
Learn More📈SEC Notice on GoldenTree Fund Exemption Application
This SEC notice pertains to an application from GoldenTree Opportunistic Credit Fund for an exemption to allow multiple share classes and the imposition of asset-based fees. The Commission invites public comments and requests for hearings on this application, highlighting its significance for registered investment companies.
Learn More🏦NYSE Arca Proposes Rule Change for NYSE Texas Name Update
The NYSE Arca has filed a notice to reflect the name change of "NYSE Chicago, Inc." to "NYSE Texas, Inc." in its rules. The proposed changes are conforming and non-substantive, aiming to enhance clarity and transparency within the exchange's operational framework. This adjustment ensures compliance with regulatory standards and minimizes confusion among market participants.
Learn More📈Cboe BYX Exchange Proposed Rule Change on Auction Orders
The SEC has announced a notice regarding a proposed rule change from Cboe BYX Exchange, allowing users to employ Match Trade Prevention functionality for auction orders. This change will improve the handling of such orders in both active and inactive auction scenarios, with the SEC designating an extended period for thorough consideration of the proposal.
Learn More📈NYSE National's Proposed Rule Change Reflects Affiliate Name Change
The NYSE National, Inc. has filed a proposed rule change to update its rules to reflect the name change of its affiliate from NYSE Chicago, Inc. to NYSE Texas, Inc. The proposed changes are non-substantive and aim to enhance clarity and transparency within the Exchange's operations.
Learn More📈SEC Rule 19h-1
The Securities and Exchange Commission (SEC) seeks approval for an extension of Rule 19h-1, which governs submissions by self-regulatory organizations regarding memberships involving individuals with statutory disqualifications. The rule ensures that employment in the securities business aligns with public interest and investor protection, highlighting the regulatory framework for SROs.
Learn More📈SEC Notice
The Securities and Exchange Commission (SEC) has issued a notice regarding an application for an order that would permit specific joint transactions between the Nomura Alternative Income Fund and other investment companies. This application seeks to allow co-investment in portfolio companies, potentially changing the dynamics of investment strategies and collaborative opportunities within the financial sector.
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