Notice 15 Sep 2025 regulation, investment, etf, cboe bzx, sec, securities

📈SEC Notice on Franklin XRP ETF Trading Proposal Action

The SEC has announced a longer review period for Cboe BZX Exchange's proposed rule change to list and trade shares of the Franklin XRP ETF. This notice indicates ongoing regulatory processes and considerations that may impact financial markets and trading strategies.

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Notice 15 Sep 2025 regulations, finance, compliance, investment companies, trade, clearing, securities

💼SEC's FICC Proposes New Collateral-in-Lieu Offering Rules

The SEC has released details on proposed rule changes by the Fixed Income Clearing Corporation to establish a new Collateral-in-Lieu offering, expanding access to clearing services for registered investment companies. This change aims to improve operational efficiency, reduce costs, and facilitate trading by allowing for done-away transactions and eliminating double margining requirements.

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Notice 15 Sep 2025 regulation, business meetings, finance, compliance, sec, securities, investor claims

🏛️SEC Sunshine Act Meeting on Compliance and Investor Claims

The Securities and Exchange Commission will hold an Open Meeting to discuss matters including amendments to Form PF and a policy statement on arbitration provisions for investor claims under federal securities laws. This meeting will be open to the public and available via webcast, emphasizing transparency in regulatory proceedings.

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Notice 15 Sep 2025 exchange commission, finance, investment, etf, rule change, securities

📈SEC Extends Review for Franklin Solana ETF Rule Change

The Securities and Exchange Commission (SEC) has designated a longer period to consider a proposed rule change for the listing and trading of Franklin Solana ETF shares by Cboe BZX Exchange. The extended timeline allows the SEC more time to review comments and relevant issues before making a final decision.

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Notice 15 Sep 2025 regulation, broker-dealers, compliance, sec, securities, market centers

📉SEC Approves Amendments to Rule 605 for National Market System

The SEC has approved amendments to the National Market System Plan under Rule 605, modernizing reporting procedures and expanding requirements for market centers and broker-dealers. The changes aim to enhance transparency and accessibility of execution quality reports by incorporating new data fields and summary reports. This update is part of ongoing efforts to ensure investor protection and maintain orderly market operations.

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Notice 15 Sep 2025 regulation, finance, compliance, etf, cryptocurrency, securities

📈SEC Designates Lengthy Review for Franklin Crypto Index ETF Rule Change

The SEC has announced a notice regarding the proposed rule change to amend listing and trading rules for the Franklin Crypto Index ETF. This change would permit the staking of Ether held by the Trust under existing regulations. The amendment seeks to enhance investment opportunities while ensuring thorough consideration of associated issues.

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Notice 12 Sep 2025 u.s. market, securities, business combinations, compliance, regulation, canadian issuers

📄Extension of Form F-8 Registration Statement

The SEC has issued a notice regarding the extension of the Form F-8 registration statement, which facilitates registration for certain Canadian issuers conducting business combinations and exchange offers in the U.S. This notice highlights compliance requirements and the mandatory nature of the information collection under the Paperwork Reduction Act.

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Notice 12 Sep 2025 securities, audit trail, compliance, regulation, nyse, timestamp

📈NYSE Proposed Rule Change Extends Timestamp Granularity Exemption

The New York Stock Exchange (NYSE) has filed a proposed rule change to amend its compliance rule on timestamp granularity, extending an already established exemption until April 8, 2030. This update aims to ensure consistent reporting standards for the Consolidated Audit Trail, facilitating compliance by Industry Members using fine-tuned timestamp data.

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Notice 12 Sep 2025 securities, investor access, business strategy, regulatory compliance, public participation

📅SEC Sunshine Act Meeting

The Securities and Exchange Commission (SEC) has announced a public meeting focused on crucial investor issues, including regulatory treatment of Foreign Private Issuers and retail investor access to private market assets. The meeting will feature discussions and allow for public comments, fostering transparency and stakeholder engagement on significant financial regulations.

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Notice 12 Sep 2025 securities, compliance, trading, regulation, timestamp

🕒NYSE American's Proposed Rule Change on Timestamp Granularity Explained

The NYSE American has proposed a rule change to amend its Compliance Rule related to the timestamp granularity required for the Consolidated Audit Trail. This change seeks to extend the exemptive relief previously granted, adjusting compliance requirements for industry members who handle timestamps in increments finer than nanoseconds.

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