📄SEC Notice on Schedule 14D-9F Reporting Obligations
The Securities and Exchange Commission (SEC) has submitted a request for extension related to Schedule 14D-9F, which mandates reporting by Canadian foreign private issuers involved in cash tender offers. This regulatory framework aims to facilitate compliance with both Canadian law and U.S. requirements, ensuring transparency for investors in related securities.
Learn More📈SEC Notice on ARK Venture Fund Exemption Application
The SEC issued a notice regarding ARK Venture Fund's application for exemptions under the Investment Company Act, seeking permission to allow registered closed-end investment companies to issue multiple classes of shares and impose various distribution fees. Interested parties may request a hearing on the application by a specified deadline.
Learn More📄Extension of Form F-8 Registration Statement
The SEC has issued a notice regarding the extension of the Form F-8 registration statement, which facilitates registration for certain Canadian issuers conducting business combinations and exchange offers in the U.S. This notice highlights compliance requirements and the mandatory nature of the information collection under the Paperwork Reduction Act.
Learn More📈NYSE Proposed Rule Change Extends Timestamp Granularity Exemption
The New York Stock Exchange (NYSE) has filed a proposed rule change to amend its compliance rule on timestamp granularity, extending an already established exemption until April 8, 2030. This update aims to ensure consistent reporting standards for the Consolidated Audit Trail, facilitating compliance by Industry Members using fine-tuned timestamp data.
Learn More📈SEC Proposed Rule 6c-11 Extension
The Securities and Exchange Commission is seeking comments on the proposed extension of Rule 6c-11 under the Investment Company Act of 1940, which allows ETFs to operate without an exemptive order. The rule aims to enhance transparency and competition in the ETF market by requiring specific information disclosures and operational protocols.
Learn More⏳SEC Publishes NYSE Rule Change on Timestamp Granularity Exemption
The SEC has published a notice concerning a proposed rule change by NYSE National, aiming to amend Rule 6.6800 Series to align with the 2025 Timestamp Granularity Exemption. The amendment extends the exemption period, ensuring compliance for industry members with precise timestamp reporting to the Central Repository, facilitating regulatory oversight of market data.
Learn More📊New One-Minute Open-Close Report Offers Enhanced Trading Insights
The Securities and Exchange Commission has approved MIAX Emerald's proposed rule change to introduce a One-Minute Interval Intra-Day Open-Close Report. This new report, aimed at providing enhanced trading data, targets various market participants and is designed to improve trading decision-making through more frequent data updates, responding to evolving market needs.
Learn More🪙SEC Reviews NYSE Arca's Listing Proposal for Copper Trust Units
The SEC is considering the proposal from NYSE Arca to list and trade units of the Sprott Physical Copper Trust. This includes details on the management structure, investment objectives, and compliance requirements. The proposal is subject to public comment and further analysis to ensure investor protection and compliance with securities regulations.
Learn More📈New One-Minute Interval Intra-Day Open-Close Report Proposed
The Securities and Exchange Commission has published a notice for MIAX PEARL's proposed rule change to introduce the One-Minute Interval Intra-Day Open-Close Report, enhancing the frequency and granularity of trading data available to market participants. This report aims to provide insights into trading activity and investor sentiment.
Learn More📈SEC Notice on Proposed Rule Changes for Options Trading
The SEC has announced proceedings regarding proposed rule changes by MIAX and its affiliates to amend criteria for listing and trading options on commodity-based trust shares. The Commission is reviewing the proposed changes and has extended the timeframe for approval or disapproval to ensure comprehensive consideration of implications.
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