Notice 3 Feb 2025 compliance, exchange, regulation, securities, enforcement, commission, legal

📜SEC Sunshine Act Meetings

The Securities and Exchange Commission announces a closed meeting to discuss various legal proceedings, including litigation claims and regulatory matters. The meeting is not open to the public, and the agenda may impact businesses significantly, particularly concerning compliance and enforcement of regulations.

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Notice 3 Feb 2025 market data, compliance, sec, regulation, finance, securities, nyse

📈SEC Notice on NYSE Arca's Market Data Fee Change

The Securities and Exchange Commission (SEC) has published a notice regarding NYSE Arca's proposed rule change to expand the Per User Access Fee for the NYSE Aggregated Lite data feed. This change is set to take effect soon, following a solicitation for public comments on the proposal to enhance compliance and operational protocols among market participants.

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Regulatory Compliance, Financial Impact 31 Jan 2025 market data, compliance, regulations, securities, nyse, financial services
Regulatory Compliance, Financial Management 31 Jan 2025 market data, regulations, securities, nyse, financial services, fees
Compliance, Financial Impact 31 Jan 2025 compliance, exchange, securities, fees, rule change, testing systems
Regulatory Change, Financial Markets 30 Jan 2025 securities, investment, exchange commission, precious metals, etfs, cboe bzx
Compliance, Regulatory Requirements 30 Jan 2025 compliance, sec, regulation, securities, financial reporting, electronic filing, reporting and recordkeeping requirements, incorporation by reference, edgar

📈SEC Updates EDGAR Filer Manual

The Securities and Exchange Commission ("Commission") is adopting amendments to Volume II of the Electronic Data Gathering, Analysis, and Retrieval system Filer Manual ("EDGAR Filer Manual" or "Filer Manual") and related rules and forms. EDGAR Release 24.4 will be deployed in the EDGAR system on December 16, 2024.

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Compliance, Regulatory Requirements 30 Jan 2025 compliance, regulation, securities, financial services, nasdaq, board diversity
Compliance, Regulatory 30 Jan 2025 trading, regulatory compliance, securities, cboe, business implications, fee schedule
Compliance, Financial Reporting, Regulatory Changes 30 Jan 2025 securities, financial reporting, accounting, reporting and recordkeeping requirements, exchange commission, accounting standards, crypto-assets, liability

📊SEC Rescinds Guidance on Crypto-Assets - SAB 122 Insights

This staff accounting bulletin ("SAB") rescinds the interpretive guidance included in Section FF of Topic 5 in the Staff Accounting Bulletin Series entitled Accounting for Obligations to Safeguard Crypto-Assets an Entity Holds for its Platform Users ("Topic 5.FF").

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