📈Nasdaq PHLX Proposes New OTTO Protocol for Options Trading
The SEC has published a notice regarding Nasdaq PHLX LLC's filing for a new trading protocol called "Ouch to Trade Options" (OTTO). The proposal aims to amend existing options rules, including order types and member fees. Stakeholders are invited to comment on this significant regulatory change, which is designed for immediate effectiveness, enhancing trading operations within the options market.
Learn More⏳Nasdaq MRX Delays New Options Regulatory Fee Implementation
The Securities and Exchange Commission announces a proposed rule change by Nasdaq MRX to delay the implementation of the new Options Regulatory Fee and its associated methodology, shifting the effective date to June 1, 2025, and introducing a sunset clause. The move aims to refine the fee structure before enforcement.
Learn More📊Withdrawal of Proposed Rule Change on Shareholder Meetings
The Securities and Exchange Commission formally acknowledged the withdrawal of a proposed rule change by Cboe BZX Exchange, which sought to exempt closed-end management investment companies from annual shareholder meeting requirements. This action underscores the complexities of regulatory compliance for investment companies under the Investment Company Act of 1940.
Learn More💰NYSE Arca Withdraws Proposed Waiver on Options Regulatory Fee
NYSE Arca, Inc. filed and subsequently withdrew a proposed rule change to waive the Options Regulatory Fee for December 2024. The proposal was temporarily suspended by the Securities and Exchange Commission, leading to its withdrawal, indicating ongoing scrutiny of trading fees and market operations.
Learn More💼Analysis of Cboe BYX Exchange Fee Schedule Change Proposal
The Cboe BYX Exchange has filed for a rule change to amend its fee schedule regarding Dedicated Cores. This filing seeks immediate effectiveness and invites public comments on its consistency with the Securities Exchange Act. Affected businesses are encouraged to review and respond to the proposed changes for potential implications on their operations and costs.
Learn More💰Cboe EDGX Proposes Amendments to Fee Schedule for Dedicated Cores
The SEC has published a notice regarding Cboe EDGX Exchange's proposed rule change to amend its fee schedule, specifically adopting new fees for Dedicated Cores. The exchange seeks immediate effectiveness of this change and is inviting comments from interested parties to assess its consistency with the Securities Exchange Act.
Learn More📈NYSE Withdraws Rule Change on Annual Meetings for Closed-End Funds
The SEC announces the withdrawal of NYSE's proposed rule amendment, which aimed to exempt closed-end funds registered under the Investment Company Act of 1940 from annual shareholder meeting requirements. The decision followed an extended review period and highlights ongoing regulatory scrutiny around shareholder engagement processes within the investment sector.
Learn More💰Cboe BZX Exchange Proposes Rule Change to Fee Schedule
The Securities and Exchange Commission has published a notice regarding Cboe BZX Exchange's proposed rule change, which includes amendments to its fee schedule for Dedicated Cores. This change aims for immediate effectiveness, and the exchange seeks comments on the proposal from interested persons, furthering regulatory compliance in the trading sector.
Learn More📈Nasdaq BX Proposes Amendment to Options Trading Rules
Nasdaq BX, Inc. has filed a proposed rule change regarding options trading, focusing on amendments to the treatment of responses in the Price Improvement Auction (PRISM) and clarifications on risk protection measures. The proposal is designated for immediate effectiveness, inviting public comments and compliance considerations from stakeholders.
Learn More📈Notice of Withdrawal of Proposed Options Regulatory Fee Waiver
The SEC issued a notice regarding the withdrawal of a proposed rule change by NYSE American, LLC, which aimed to waive the Options Regulatory Fee for December 2024. The proposal was temporarily suspended for review but ultimately was withdrawn shortly after its introduction. This development is crucial for stakeholders in the securities trading sector, impacting operational costs and regulatory compliance.
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