📈NYSE Rule 4530 Proposed Change
The Securities and Exchange Commission has published a notice regarding the proposed adoption of NYSE Rule 4530, which establishes new reporting requirements for member organizations. This rule includes mandates for reporting specified events and customer complaints, aimed at enhancing regulatory compliance and harmonization among exchanges. The proposed rule change is open for public comment before its implementation.
Learn More📉Notice of Applications for Deregistration Under Investment Company Act
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On September 27, 2025, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $44,294 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on February 13, 2025 and amended on May 13, 2025. Applicant's Address: 660 Fifth Avenue, Level 15, New York, New York 10103.
Learn More📊Cboe Proposes New Hosted Solutions Program for Small Retail Brokers
The SEC has published a notice about Cboe BYX Exchange's proposed rule change, which aims to introduce a Small Retail Broker Hosted Solutions Program. This initiative will reduce fees for small retail brokers, enabling them to offer hosted data services to enhance market accessibility and competition among brokers.
Learn More📈BOX Exchange Proposes In-Kind Transfers for ETF Options
The Securities and Exchange Commission published a notice for BOX Exchange's proposed Rule 7165 to allow in-kind transfers of options positions related to ETFs and UITs. This rule aims to enhance tax efficiency and operational flexibility for these investment vehicles, thus benefiting both the exchanges and the investors.
Learn More📈SEC Reviews Grayscale Ethereum Trust ETF Staking Proposal
The SEC is considering a proposed rule change by NYSE Arca to amend the listing and trading rules for the Grayscale Ethereum Trust ETFs, allowing staking of ether held by the trusts. The proposal aims to allow the Trusts to potentially enhance returns while maintaining existing compliance standards. The SEC invites public comments to further analyze the implications of this change.
Learn More📈NYSE Texas Proposes Fee Changes for Auction Orders
The NYSE Texas proposes to amend its Fee Schedule, including fees for orders executed in auctions effective May 19, 2025. The changes aim to adapt to competitive market dynamics, impacting transaction costs for market participants engaging in trades through the NYSE Texas platform.
Learn More📈Nasdaq Rule Change Notice for Grayscale Avalanche Trust Shares
The Securities and Exchange Commission issued a notice regarding the Nasdaq's proposed rule change to list and trade shares of the Grayscale Avalanche Trust (AVAX). This notice indicates an extended period for Commission action, allowing for further consideration of the implications surrounding the trading of these commodity-based trust shares.
Learn More📈SEC Approves FINRA and 24X Regulatory Responsibility Allocation Plan
The Securities and Exchange Commission has approved a plan between the Financial Industry Regulatory Authority and 24X National Exchange to allocate regulatory responsibilities. The plan aims to reduce unnecessary regulatory duplication for mutual members, enhancing operational efficiency while ensuring effective oversight of compliance with applicable laws and regulations.
Learn More💻Proposed Rule Change for Hardware and Managed Services at NYSE Texas
The NYSE Texas proposes amendments to its Connectivity Fee Schedule, introducing hardware procurement and managed services at the Mahwah Data Center. This aims to ease the procurement process for Users by allowing them to contract directly with FIDS, thus facilitating faster service access while simplifying vendor onboarding procedures.
Learn More📈SEC Proceeds with Rule Change for WisdomTree XRP Fund Shares
The SEC has initiated proceedings to determine whether to approve or disapprove the proposal for the WisdomTree XRP Fund's shares to be listed on the Cboe BZX Exchange. The investment objective of the Trust is to track XRP performance, consisting solely of XRP, cash, and cash equivalents. The SEC seeks public comment on this proposal, raising questions about compliance with existing regulations.
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