Notice 10 Mar 2025 compliance, sec, regulations, securities, financial reporting, business owners

📄SEC Requests Comments on Form 8-A Registration Process

The SEC is soliciting comments on a proposed collection of information related to Form 8-A, a registration statement for securities. This form is essential for businesses registering shares under the Securities Exchange Act. Comments on the collection process and its practical utility are welcomed within 60 days of publication.

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Notice 7 Mar 2025 sec, regulation, securities, investment, nyse, cryptocurrency, digital assets

📈NYSE Arca's Proposed Rule Change for Bitwise Crypto Index Fund

The regulation details NYSE Arca's proposal to list and trade shares of the Bitwise 10 Crypto Index Fund under new rules for digital asset investments. The document discusses the trust's composition, valuation methodology, and the SEC's call for public comments on the proposal to ensure investor protection and market integrity.

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Notice 7 Mar 2025 compliance, sec, regulations, securities, investment companies, ethics, rule 17j-1

📊SEC Proposed Collection for Rule 17j-1

The SEC is seeking comments on the proposed extension of Rule 17j-1, which governs conflicts of interest for investment company personnel. This rule requires investment organizations to implement ethical codes, report personal securities transactions, and maintain records to enhance regulatory compliance and oversight among Access Persons.

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Notice 7 Mar 2025 compliance, sec, regulation, securities, form th

📄SEC Notice on Information Collection for Form TH

The Securities and Exchange Commission (SEC) issued a notice regarding the extension of Form TH, which registrants use to notify the SEC of reliance on a temporary hardship exemption for filing documents in paper form. This notice invites public comment on the necessity and burden of the information collection process.

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Notice 6 Mar 2025 trading, regulation, securities, financial services, options, cryptocurrency, ethereum

📈Cboe Proposal for Ethereum Options Trading Under SEC Review

The SEC has designated a longer review period for Cboe’s proposal to list options on the Fidelity Ethereum Fund, which could affect the trading landscape for cryptocurrency-based products. The proposal includes trading limits and details on surveillance measures. Continued discussions and amendments are part of the regulatory process.

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Notice 6 Mar 2025 compliance, information collection, regulation, securities, sros

📈SEC Proposed Collection and Comment Request for Rule 19h-1

The Securities and Exchange Commission is soliciting comments for the proposed extension of Rule 19h-1, which governs notices and applications by self-regulatory organizations regarding membership and employment of individuals with statutory disqualifications. This rule provides critical information for assessing applications within the public interest and investor protection framework.

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Notice 6 Mar 2025 trading, regulation, securities, financial services, business costs

💰SEC Notice on Fee Increase for 10 Gb Physical Ports

The Securities and Exchange Commission has published a notice regarding the Cboe BZX Exchange's proposed increase in the monthly fee for 10 Gb physical ports. The proposal seeks immediate effectiveness under the Securities Exchange Act, inviting feedback from interested parties on its consistency with regulatory standards.

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Notice 6 Mar 2025 compliance, regulation, finance, securities, nyse, corporate governance

📈NYSE Chicago's Proposed Rule Change for Corporate Structure

NYSE Chicago, Inc. filed to repeal its Certificate of Incorporation and adopt a new Certificate of Formation as part of a conversion to a Texas corporation. The changes also include amendments to bylaws, rules, and fee schedules to align with this transition. The proposal has been designated for immediate effectiveness, with the SEC inviting public comment.

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Notice 6 Mar 2025 regulation, securities, financial services, cboe, fees

📈Cboe C2 Exchange Proposes Fee Increase for 10 Gb Physical Ports

The Securities and Exchange Commission published a notice regarding Cboe C2 Exchange's proposed rule change, which seeks to increase the monthly fee for 10 Gb physical ports. The proposal is effective immediately, pending public comments, and it addresses operational costs for businesses using these trading infrastructure services.

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Notice 5 Mar 2025 securities, investment, bitcoin, financial regulation, cryptocurrency, ethereum

💹SEC Notice on In-Kind Transactions for VanEck Bitcoin & Ethereum Trusts

The SEC is soliciting comments on Cboe BZX Exchange's proposed rule change to permit in-kind creations and redemptions for the VanEck Bitcoin and Ethereum Trusts. This rule aims to improve market efficiency, allowing authorized participants to utilize both bitcoin and cash in transactions, which could impact pricing and trading strategies for investors and firms in these markets.

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