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Compliance, Financial Regulations 16 Jan 2025 securities regulation, business fees, transaction pricing, investors exchange, financial services

📈IEX Fee Schedule Update on Sub-Dollar Orders Effective January 2025

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Compliance, Regulatory 10 Jan 2025 compliance, sec, reporting requirements, securities regulation, transfer agents

📄SEC Compliance Requirements for Transfer Agents

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Regulatory Compliance, Financial Implications 10 Jan 2025 compliance, financial services, nasdaq, securities regulation, port fees

📈Nasdaq MRX Announces Port Fee Increase Effective January 2025

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Compliance, Financial Regulation 10 Jan 2025 financial compliance, options trading, securities regulation, market data fees, miac pearl

📈MIAX Pearl Announces New Fee Categories for Market Data Feeds

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Compliance, Regulatory Requirement 10 Jan 2025 compliance, financial reporting, securities regulation, investment companies

📄Compliance Requirements for UITs Under Rule 30e-2 Summary

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Compliance, Financial Regulation 6 Jan 2025 cat fees, cboe, securities regulation, compliance, financial services

📈Cboe C2 Exchange Announces New CAT Fees for 2025

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Compliance, Financial 6 Jan 2025 trading fees, cboe, securities regulation, audit trail, compliance

💼Notice of Cboe BYX Exchange CAT Fee Rule Change for 2025

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Regulatory Notice 2 Jan 2025 nasdaq phlx, options trading, rule change, sec, securities regulation

📰Notice of Withdrawal of Nasdaq PHLX Proposed Rule Change

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