Notice 7 Jul 2025 trading fees, nasdaq, securities regulation, financial markets, transaction credits

📈Nasdaq Proposes Rule Change on Transaction Credits for 2025

The Securities and Exchange Commission published a notice regarding Nasdaq's proposed rule change to amend transaction credits at Equity 7, Section 118(a). The change aims to clarify the implementation of the M-ELO Supplemental Credit B, aligning it with original intentions. The proposal seeks to enhance competitive practices without imposing undue burdens on market participants.

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Notice 3 Jul 2025 compliance, sec, information collection, securities regulation, corporate governance

📄Proposed Rule 14f-1 Change Requires New Director Information

The SEC is proposing a revision to Rule 14f-1 regarding the information that issuers must provide when directors are elected outside of a security holders' meeting. This follows the Paperwork Reduction Act, aiming to streamline the information collection process related to director nominations. Comments are invited to enhance the effectiveness and clarity of this information request.

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Notice 1 Jul 2025 nyse, delaware, securities regulation, corporate governance, ice, sbsefs

🔍Proposed Rule Change by NYSE Texas on SBSEFs and Corporate Amendments

The Securities and Exchange Commission has announced the proposed rule change by NYSE Texas to amend the certificates of incorporation for the Intercontinental Exchange, Inc. and its holdings. Key changes involve limitations on ownership and voting in relation to registered security-based swap execution facilities, alongside updates to address and non-substantive alterations to corporate documents.

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Notice 1 Jul 2025 financial services, cboe, options trading, securities regulation, market risk

📈Cboe Proposes to Eliminate Position and Exercise Limits on Options

The Cboe Exchange has proposed eliminating position and exercise limits for options on the S&P 500 Equal Weight Index and the S&P 500 Scored and Screened Index. This change aims to enhance trading flexibility and market dynamics but raises concerns regarding potential risks, including market manipulation and adverse impacts, prompting further evaluation by the Securities and Exchange Commission.

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Notice 1 Jul 2025 compliance, nyse, delaware, securities regulation, corporate governance, swap execution facilities

📈Proposed Rule Change for NYSE Arca and Intercontinental Exchange

This regulatory notice outlines a proposed rule change by NYSE Arca to amend the corporate charters of Intercontinental Exchange, Inc. and its Holdings. The changes primarily address regulations surrounding security-based swap execution facilities, update Delaware office registration information, and introduce non-substantive amendments to the charter documents to ensure compliance with applicable laws, enhancing corporate governance and operational alignment.

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Notice 30 Jun 2025 sec, business compliance, securities regulation, compensation, rule 701

📈SEC Request for Comments on Rule 701 Compliance Extension

The SEC is soliciting comments on the proposed information collection extending Rule 701, which exempts certain issuers from security registration for compensatory benefit plans. This aims to ensure that issuers provide necessary information for investor decision-making, balancing regulation with compliance necessities for businesses.

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Notice 27 Jun 2025 nyse, financial compliance, securities regulation, memx, stock exchange, data feeds

📝SEC Notice

The SEC published a notice of a proposed rule change by MEMX LLC to amend Rule 13.4(a) to reflect the name change of NYSE Chicago, Inc. to NYSE Texas, Inc. This update aims to maintain clarity in the handling and execution of orders utilizing specific data feeds, enhancing transparency for market participants.

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Notice 27 Jun 2025 compliance, financial services, cboe, securities regulation, edgx, timestamp granularity

⏳Cboe EDGX Rule Change on Timestamp Granularity Compliance Exemption

The Cboe EDGX Exchange proposes a rule change to amend its compliance rule regarding timestamp granularity. This adjustment aligns with exemptive relief granted by the SEC, extending the exemption until April 8, 2030, allowing Industry Members to truncate timestamps for reporting to the Central Repository rather than rounding them.

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Notice 27 Jun 2025 compliance, investment, nasdaq, securities regulation, cryptocurrency, polkadot trust

📈SEC Proceeds with Nasdaq's 21Shares Polkadot Trust Proposal

The SEC is evaluating a proposed rule change from Nasdaq to list and trade shares of the 21Shares Polkadot Trust. This proposal aims to track DOT token performance, adhering to regulatory standards for investor protection and market integrity. The regulations invite public commentary on any issues related to the proposal's approval or disapproval.

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Notice 25 Jun 2025 nyse arca, financial compliance, securities regulation, trading rules, market operations

📈SEC Notice on NYSE Arca Proposed Rule Change for Trading Orders

The SEC has designated a longer period for review of NYSE Arca's proposed rule change to adopt a Selective Midpoint Order. This notice follows the filing of the proposal and aims to allow sufficient time for consideration of public comments before any approval or disapproval is issued, emphasizing regulatory diligence in trading practices.

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