📈SEC Proposes Rule Change for Options on Ether Funds
The Securities and Exchange Commission (SEC) announces a proposed rule change to allow the trading of options on the Grayscale Ethereum Trust ETF and related funds. This amendment seeks to facilitate investment in ether-based assets, enhancing exposure and trading strategies within the growing cryptocurrency market.
Learn More💹Proposed Rule for Options Trading on Ether Trusts by SEC
The SEC has published a notice regarding Nasdaq ISE, LLC's proposed rule change to allow options trading on several Ether Trusts, including the Fidelity Ethereum Fund and the Grayscale Ethereum Trust. This proposal intends to enhance trading opportunities and compliance with regulatory standards, reflecting the evolving landscape of digital asset investments.
Learn More📈NYSE American Proposes Regulatory Halt Rule Changes for 2025
NYSE American LLC proposes amendments to Rule 7.18E regarding trading halts, in alignment with the Amended CTA Plan. The changes aim to clarify and harmonize procedures for regulatory and operational halts across U.S. exchanges, ensuring consistent responses to cross-market events and enhancing market stability while protecting investors.
Learn More📈SEC Notice for Joint Transactions by BlackRock Investment Entities
The SEC has issued a notice regarding an application from BlackRock entities seeking an order for joint transactions under the Investment Company Act. The application aims to allow certain investment companies to co-invest in portfolio companies, presenting streamlined terms compared to previous orders. Interested parties can request a hearing on this matter until May 5, 2025.
Learn More💼SEC Rule 12b-1 Compliance and Business Implications
The Securities and Exchange Commission (SEC) issued a notice regarding the extension of Rule 12b-1, which governs the distribution expenses of registered open-end investment companies. The rule mandates written plans and board approvals to ensure compliance and protect shareholder interests, requiring funds to maintain specific records and reporting practices for effective oversight.
Learn More📈NYSE Chicago's Proposed Rule Change on Connectivity Fees
The NYSE Chicago has filed a proposed rule change to amend its Connectivity Fee Schedule, updating the list of third-party systems and data feeds available for users. The changes seek to enhance clarity without altering existing fees, allowing businesses continued access to critical market resources effectively.
Learn More💰SEC Approves MEMX LLC to List Options on Precious Metal ETFs
The SEC has approved MEMX LLC's proposed rule change, allowing the exchange to list options on several Precious Metal ETFs, including those for gold, silver, palladium, and platinum. This aims to provide investors with additional trading opportunities and hedging strategies in commodities, enhancing their market participation and risk management capabilities.
Learn More📈Cboe's Proposed Rule Change for Options Trading on New Indices
The Cboe Exchange is implementing administrative changes regarding the naming of the S&P 500 ESG Index to S&P 500 Scored & Screened Index and updating rules to include the S&P 500 Equal Weight Index for options trading. The proposed changes aim to enhance market transparency and align with current regulatory standards.
Learn More🌍Regulatory Notice on COtwo Advisors Physical Carbon Allowance Trust
This notice outlines the filing for a rule change by NYSE Arca to list and trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust. It covers the Trust's structure, objectives related to carbon emissions, and its alignment with regulatory requirements for listing on the exchange.
Learn More📈Cboe EDGX Fee Schedule Amendments Impacting Trading Costs
Cboe EDGX Exchange proposes amendments to its Fee Schedule, including changes to Add/Remove Volume Tiers and Market Quality Tiers. These adjustments aim to enhance liquidity and encourage higher trading volumes by offering revised criteria for rebates associated with specific order types, ultimately contributing to a more competitive market environment.
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