Notice 8 Sep 2025 securities regulation, nasdaq, investor protection, financial compliance, delisting

📉Nasdaq's Proposed Rule Change on Minimum Bid Price

The Nasdaq Stock Market LLC has filed a proposed rule change to amend its minimum bid price rule, stipulating that securities with a closing bid price of $0.10 or less for ten consecutive trading days will face immediate delisting actions, enhancing investor protection measures and compliance standards for listed companies.

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Notice 5 Sep 2025 managed services, nyse, hardware procurement, colocation, securities regulation

💼NYSE Arca's Proposed Rule Change for New Services

NYSE Arca has filed a proposed rule change to amend its Connectivity Fee Schedule by introducing hardware procurement and managed services for users in its colocation halls. This initiative aims to simplify the procurement process and provide managed IT services, enhancing convenience for market participants. Users will engage directly with a Procurement Specialist while maintaining a contractual relationship with NYSE Arca.

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Notice 3 Sep 2025 compliance, nyse, securities regulation, corporate governance, financial obligations

💰NYSE American Rule Change on Compliance Fees Impacting Companies

The SEC has approved a rule allowing NYSE American not to review compliance plans from listed companies with unpaid fees, initiating delisting procedures if fees are not settled. This change is aimed at ensuring companies meet their financial obligations before being considered for compliance evaluation.

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Notice 27 Aug 2025 compliance, sec, securities regulation, national securities exchange, dream exchange

📈SEC Notice on Dream Exchange's Securities Exchange Registration

The SEC has announced a longer period for reviewing Dream Exchange Holdings, Inc.'s application for national securities exchange registration. Initially filed in February 2025, the application and its amendments have received no public comments. The new deadline for a decision is set for November 28, 2025, allowing the SEC more time to assess compliance with regulatory standards.

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Notice 26 Aug 2025 market data, trading fees, options trading, securities regulation, cboe bzx, intraday data

📈Proposed Fees for One-Minute Intraday Open-Close Report by Cboe BZX

The Cboe BZX Exchange has proposed adopting fees for its new One-Minute Intraday Open-Close Report, with subscription options for firms and educational discounts for academic institutions. This change aims to enhance the data services provided to various market participants, reflecting an evolving landscape in market data access and fees.

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Notice 22 Aug 2025 sec, options trading, securities regulation, bitcoin, financial markets, etf

📈SEC Proposes New Position Limits for Bitcoin ETF Options

The SEC published a notice regarding the proposed changes to the position limits for options on Bitcoin ETFs, allowing for an increase from 25,000 to 250,000 contracts. This change is expected to enhance market liquidity and competitiveness while maintaining safeguards against potential market manipulation. The adjustment aligns with similar rules approved for other ETF options, promoting efficiency and investor confidence in the marketplace.

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Notice 20 Aug 2025 financial services, securities regulation, nscc, clearing agency, margin charges

💰NSCC Proposes to Remove Other Transactions Charge - Business Impact

The Securities and Exchange Commission (SEC) has received a proposal from the National Securities Clearing Corporation (NSCC) to eliminate the Other Transactions Charge in its rules. This move aims to align fees with actual market risks and enhance the efficiency of securities transactions conducted by NSCC Members, benefiting overall market participation.

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Notice 20 Aug 2025 market data, sec, securities regulation, box exchange, liquidity reports

📈BOX Exchange Removes Liquidity Taker Event Reports and Fees

The SEC notice details BOX Exchange LLC's proposed rule change to delete the Liquidity Taker Event Reports and related fees, which were intended for market participants but never launched for purchase. This amendment aims to eliminate confusion about the Exchange's current market data offerings and ensure the Fee Schedule accurately reflects available products.

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Notice 18 Aug 2025 compliance, sec, securities regulation, market structure, national exchange

📈SEC Notice

The SEC announces the filing and immediate effectiveness of an amendment to the National Market System Plan, adding 24 National Exchange LLC as a Participant. This amendment will alter existing market structures by integrating a new exchange, thereby impacting regulatory compliance and engagement within the national securities framework.

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Notice 18 Aug 2025 sec, trading firms, securities regulation, long-term stock exchange, market quality, liquidity incentive program

📈Proposed Rule Change for LTSE Liquidity Incentive Program

The Securities and Exchange Commission published a notice regarding the Long-Term Stock Exchange's proposed rule change to amend its Liquidity Incentive Program. This change aims to reduce the quoting threshold for Members, encouraging greater liquidity and participation in select securities. The modifications seek to enhance overall market quality and incentivize continuous quoting at the National Best Bid and Offer.

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