Notice 17 Apr 2025 ethereum, etfs, investment strategies, options trading, sec

📈SEC Proposes Rules for Fidelity Ethereum Fund Options Trading

The SEC published a notice proposing to amend trading rules to allow options on the Fidelity Ethereum Fund, categorized as an ETF. The move aims to enhance market accessibility and transparency in Ethereum investments, providing new opportunities for investors while maintaining compliance with existing regulations.

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Notice 16 Apr 2025 sec, regulation, investment, financial compliance, closed-end funds

📈SEC Notice for Investment Company Exemption Application

The SEC issued a notice regarding an application for an exemption to allow certain investment companies to conduct monthly repurchase offers. The notice outlines the involved parties and the procedure for requesting a hearing on the application. Interested individuals can obtain further details through the SEC's EDGAR system.

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Notice 15 Apr 2025 cryptocurrency, regulatory compliance, options trading, ether funds, financial markets, sec, ethereum, investment

📈SEC Approves Options Trading for Ethereum-Based ETFs

The Securities and Exchange Commission has approved a proposal allowing the listing and trading of options on Ethereum-based exchange-traded products such as the Bitwise Ethereum ETF and Grayscale Ethereum Trust. This latest regulatory amendment aims to enhance market accessibility and investor opportunities in cryptocurrency investments, amid ongoing conversations about compliance and market practices.

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Notice 15 Apr 2025 regulation, co-investment, business development companies, sec, investment

📈SEC Notice on Co-Investment Approval for Business Development Companies

The SEC has issued a notice regarding an application by Sixth Street Specialty Lending and others for an order under the Investment Company Act, allowing certain business development companies to co-invest in portfolio companies, facilitating streamlined investment processes compared to past approvals.

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Notice 14 Apr 2025 regulatory changes, liquidity reports, trading fees, miami international securities exchange, financial implications, sec

💰Proposed Rule Change for Temporary Discounts on MIAX Liquidity Reports

The Miami International Securities Exchange is proposing a rule change to temporarily discount fees for current subscribers of specific liquidity event reports. This initiative is intended to provide customer service during system upgrades that may affect report quality, ensuring that existing subscribers receive equitable discounts while maintaining competitive pricing amidst market conditions.

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Notice 14 Apr 2025 securities, regulation, investment companies, co-investment, sec, blue owl capital

💰SEC Notice on Co-Investment Opportunities for Blue Owl Capital

The Securities and Exchange Commission issued a notice regarding Blue Owl Capital Corporation's application for an order allowing certain business development companies to co-invest in portfolio companies. This order aims to streamline terms compared to previous orders and involves various affiliated entities under Blue Owl Capital, thus modifying regulatory compliance for co-investments.

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Notice 14 Apr 2025 joint transactions, securities regulation, investment companies, co-investment, sec, blackrock

📈SEC Notice for Joint Transactions by BlackRock Investment Entities

The SEC has issued a notice regarding an application from BlackRock entities seeking an order for joint transactions under the Investment Company Act. The application aims to allow certain investment companies to co-invest in portfolio companies, presenting streamlined terms compared to previous orders. Interested parties can request a hearing on this matter until May 5, 2025.

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Notice 11 Apr 2025 sec, regulation, fee adjustment, financial services, compliance, securities

📈SEC Adjusts Transaction Fee Rates to $0.00 for FY 2025

The Securities and Exchange Commission has ordered annual adjustments to transaction fee rates for fiscal year 2025. Under the adjustments, the new uniform rate will be set at $0.00 per million on covered sales, following established methodologies to ensure compliance with the Securities Exchange Act of 1934.

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Notice 11 Apr 2025 sec, investment, cryptocurrency, financial regulation, etfs, liquidity

💰SEC Proposes Rule Change for In-Kind ETF Transactions

The Securities and Exchange Commission (SEC) has published a notice regarding the proposed rule change by the Cboe BZX Exchange to allow in-kind creations and redemptions for the Franklin Bitcoin ETF, Franklin Ethereum ETF, and the Franklin Crypto Index ETF. This change aims to enhance market efficiency and liquidity for authorized participants, impacting the trading dynamics of these funds.

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Rule 11 Apr 2025 reporting requirements, sec, reporting and recordkeeping requirements, form pf, hedge funds, compliance, cftc, private funds, investment advisers, securities

📊Amendments to Form PF Reporting Requirements for Private Funds

The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or "Commissions") are adopting amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator ("CPO") or commodity trading adviser ("CTA"). The amendments correct certain errors in Form PF.

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