📈SEC Extends Decision on VanEck Solana Trust Listing
The SEC has designated a longer period for action regarding the proposed rule change to list and trade shares of the VanEck Solana Trust on the Cboe BZX Exchange. This extension allows the Commission to adequately consider the associated issues and comments received during the review process.
Learn More📈Analysis of SEC Notice for Bitwise Solana ETF Listing
The SEC has published a notice regarding a proposed rule change from Cboe BZX Exchange to list Bitwise Solana ETF shares, allowing for public comments and a designated timeline for review. The commission may extend the decision period to ensure thorough consideration of the proposal and its implications for market participants.
Learn More🪙SEC Considers 21Shares Dogecoin ETF for Nasdaq Listing
The SEC is reviewing a proposed rule change by Nasdaq to list and trade shares of the 21Shares Dogecoin ETF, which aims to track the performance of Dogecoin. This proposal is under scrutiny for its regulatory compliance and potential market implications, inviting public comments before a final decision.
Learn More📈NYSE Texas Proposes Changes to Regulatory Halt Rules
The NYSE Texas has issued a notice proposing changes to trading halt rules, amending Rule 7.18 to establish clearer definitions and processes for regulatory and operational halts in securities trading. These changes aim to create consistency across exchanges, enhancing market transparency and operational efficiency for trading participants.
Learn More📈Proposed Rule Change for LTSE Liquidity Incentive Program
The Securities and Exchange Commission published a notice regarding the Long-Term Stock Exchange's proposed rule change to amend its Liquidity Incentive Program. This change aims to reduce the quoting threshold for Members, encouraging greater liquidity and participation in select securities. The modifications seek to enhance overall market quality and incentivize continuous quoting at the National Best Bid and Offer.
Learn More⚖️SEC Notice of Closed Meeting - Sunshine Act Guidelines
The SEC has scheduled a closed meeting to discuss various regulatory and enforcement matters including litigation claims and administrative proceedings. Attendance will be limited to specific officials and staff involved in these matters. Any changes to the meeting's schedule will be announced on the SEC's website.
Learn More📈SEC Notice
The SEC announces the filing and immediate effectiveness of an amendment to the National Market System Plan, adding 24 National Exchange LLC as a Participant. This amendment will alter existing market structures by integrating a new exchange, thereby impacting regulatory compliance and engagement within the national securities framework.
Learn More📊SEC Approves OCC's New Intraday Margin Call Process
The Securities and Exchange Commission approved the Options Clearing Corporation's proposed rule change to enhance its portfolio revaluation process for intraday margin calls. This update allows for more frequent revaluation based on current positions, improving risk management and protecting against potential credit risks associated with clearing members' trading activities.
Learn More📈SEC Proposes Information Collection on Broker-Dealer Compliance
The SEC is seeking comments on proposed data collection under Rule 17a-13, which mandates registered broker-dealers to conduct quarterly examinations of securities. This rule aims to enhance operational accountability and monitor discrepancies in securities records, ultimately supporting market integrity and regulatory compliance.
Learn More📄Regulatory Requirements for Canadian Investment Funds Under SEC Rule 7d-1
The SEC is inviting comments regarding the collection of information for Rule 7d-1, requiring Canadian investment companies to submit applications for registration under the Investment Company Act. This includes compliance agreements, custodian arrangements, and documentation requirements, aimed at ensuring enforceability of the Act in the U.S. for foreign funds.
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