⚖️SEC Notice on Co-Investment Relief for Business Development Companies
The SEC issued a notice regarding an application from Gemcorp Commodities Alternative Products Fund and related entities to allow limited co-investments among business development companies and other investment entities. This order would enable joint ventures that are typically restricted under current investment regulations, potentially enhancing investment opportunities for the involved parties.
Learn More📈Nasdaq Proposes Rule Change for Staking on Ethereum Trust
The SEC has published a notice regarding Nasdaq's proposal to allow the staking of ether held by the iShares Ethereum Trust. This amendment aims to enhance the Trust’s returns and track its financial performance, benefiting investors by contributing to network security and capturing economic value.
Learn More💼SBIC Licensing Fees Adjusted for Inflation Starting October 2025
The U.S. Small Business Administration (SBA) is providing notice of the annual Inflation Adjustment to the Licensing and Examination Fees charged in the Small Business Investment Company (SBIC) program, required under the SBIC program regulations.
Learn More📈Analysis of SEC Rule 7d-2 Affecting Canadian Retirement Accounts
The SEC is soliciting comments on Rule 7d-2, which allows Canadian retirement accounts to invest in securities without U.S. registration. The rule facilitates better financial management for Canadian-U.S. Participants, enabling them to adjust investments tax-efficiently and comply with U.S. regulations regarding foreign funds.
Learn More🇺🇸Proclamation on Made in America Week
The proclamation underscores a commitment to American manufacturing, urging support for domestic industries and innovation. It highlights initiatives that encourage investment and production on U.S. soil, aiming to revive a culture of craftsmanship while protecting consumers from misleading advertising on American-made claims.
Learn More📈SEC Notice on Joint Investment Transactions for Invesco Funds
The SEC issued a notice regarding a request from Invesco Dynamic Credit Opportunity Fund and others for an order to allow certain business development companies and closed-end management investment firms to co-invest in portfolio companies. The notice outlines the application for relief from specific investment restrictions under the Investment Company Act of 1940.
Learn More📈NYSE Arca's Proposed Rule Change for Grayscale Digital Fund
The SEC is reviewing NYSE Arca's proposed rule change to list and trade shares of the Grayscale Digital Large Cap Fund. The approval process includes deadlines for public comments and considerations of compliance with SEC regulations, reflecting ongoing developments in the digital asset market.
Learn More📈SEC Notice on Grayscale Solana Trust Trading Proposal
The SEC has extended the review period for NYSE Arca's proposed rule change to list and trade shares of the Grayscale Solana Trust, allowing for a thorough consideration of the implications and comments received. The revised timeline indicates significant steps toward potential approval or disapproval of this financial product.
Learn More📈SEC Notice on Proposed Rule Change for Canary Litecoin ETF
The Securities and Exchange Commission has issued a notice regarding a proposed rule change by Nasdaq to list and trade shares of the Canary Litecoin ETF. The document outlines the timeline for approvals and the Commission’s consideration of the proposed rule, highlighting the importance of regulatory processes in financial markets.
Learn More📉SEC Notice of Deregistration Applications for Investment Companies
Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Horizon Funds, and on April 17, 2025, made a final distribution to its shareholders based on net asset value. Expenses of $585,676 incurred in connection with the reorganization were paid by the applicant's investment adviser and the acquiring fund's investment adviser. Filing Dates: The application was filed on June 5, 2025, and amended on July 21, 2025. Applicant's Address: 48 Wall Street, Suite 1100, New York, New York 10005.
Learn More