Notice 12 Feb 2025 finance, securities, sec, investment, regulation

📈SEC Notice on Exemption for Investment Companies

The SEC issued a notice regarding an application from SEG Partners Long/Short Equity Fund and Select Equity Group, L.P. for exemptions that would permit registered investment companies to issue multiple classes of shares and impose specific fees. Interested parties can request a hearing or notify the SEC of their interest in the application.

Learn More
Notice 12 Feb 2025 securities, financial services, investment, compliance, regulation

📈SEC Notice on Exemption for Venerable Investment Advisers

The Securities and Exchange Commission issued a notice regarding an application from Venerable Variable Insurance Trust and Venerable Investment Advisers, LLC. The application seeks exemption from specific regulations which would facilitate the amendment of subadvisory agreements without needing shareholder approval, thus reducing compliance burdens for the firm.

Learn More
Notice 12 Feb 2025 securities, cryptocurrency, digital assets, investment, nyse, solana, compliance, regulation, grayscale

📈SEC Notice on Grayscale Solana Trust Rule Change

The SEC has published a notice regarding a proposed rule change by NYSE Arca to list and trade shares of the Grayscale Solana Trust as commodity-based trust shares. This move aims to establish a regulated trading framework for cryptocurrency investments, presenting new opportunities for market participation among investors.

Learn More
Notice 6 Feb 2025 investment, digital assets, regulation, securities, nyse, compliance

📈SEC Proposal for Trading of Digital and Commodity Asset Investments

The SEC is initiating proceedings to evaluate a proposed rule change by NYSE Arca to enable the listing and trading of Commodity- and Digital Asset-Based Investment Interests. This includes shares of the Grayscale Digital Large Cap Fund LLC, potentially offering new avenues for investment while ensuring regulatory compliance. Comments from interested parties are being requested to assess the proposal's implications.

Learn More
Notice 3 Feb 2025 sec, regulation, securities, investment, business development, blackrock

📈SEC Notice on BlackRock Application for Joint Investment Transactions

The Securities and Exchange Commission issued a notice regarding BlackRock's application for an order allowing business development companies and investment firms to co-invest in portfolio companies. This application seeks to facilitate joint transactions that are typically prohibited, potentially influencing investment strategies and compliance requirements for involved entities.

Learn More
Regulatory Change, Financial Markets 30 Jan 2025 securities, investment, exchange commission, precious metals, etfs, cboe bzx
Compliance, Financial Services, Investment 21 Jan 2025 compliance, regulation, finance, securities, investment, nyse, cryptocurrency
Regulatory Compliance, Financial 16 Jan 2025 co-investment, regulation, securities and exchange commission, investment, business development companies
Compliance, Financial Assistance 16 Jan 2025 regulations, licensing, compliance, investment, financial services, small business administration

📋SBA Transfers Licensing Responsibilities for Small Business Investment

This document provides the public with notice that the Administrator of the Small Business Administration (SBA) has transferred the responsibilities previously assigned to the Agency Licensing Committee related to the licensing of Small Business Investment Companies and transferred those responsibilities to the Chief Financial Officer, Chief Operating Officer, and Chief of Staff through the Agency's internal clearance process.

Learn More
Financing, Compliance 15 Jan 2025 small business, investment, sba, financing, leverage