Regulatory Compliance, Financial Impact 31 Jan 2025 market data, compliance, regulations, securities, nyse, financial services
Compliance, Regulatory Requirements 30 Jan 2025 compliance, regulation, securities, financial services, nasdaq, board diversity
Compliance, Financial Regulations 30 Jan 2025 sec, regulatory compliance, financial services, nyse american, options regulatory fee
Compliance, Financial Regulation 29 Jan 2025 trading, regulation, securities, financial services, cboe, options
Compliance, Regulatory Requirements 23 Jan 2025 compliance, regulatory, information collection, banking, financial services, fdic

🏦FDIC Proposed Collection Renewal

The FDIC, as part of its obligations under the Paperwork Reduction Act of 1995 (PRA), invites the general public and other Federal agencies to take this opportunity to comment on the renewal of the existing information collections described below (OMB Control No. 3064-0072, -0093, -0111, -0136, and -0171).

Learn More
Compliance, Regulatory Requirements 23 Jan 2025 compliance, securities, financial services, fees, nasdaq, audit trail
Compliance, New Services 23 Jan 2025 market data, financial services, cboe, timestamping service, securities regulation
Regulatory Changes, Financial Implications 23 Jan 2025 regulatory compliance, financial services, nyse arca, options trading, fee schedule
Compliance, Financial Regulation 22 Jan 2025 regulatory compliance, federal reserve, acquisitions, financial services, bank holding company
Compliance, Regulatory Requirements 22 Jan 2025 financial services, business compliance, treasury, sanctions, ofac, designated nationals

🚫OFAC Sanctions Notice

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. All property and interests in property subject to U.S. jurisdiction of these persons are blocked, and U.S. persons are generally prohibited from engaging in transactions with them.

Learn More