📈SEC Reviews Dream Exchange Holdings Inc. Registration Application
This notice details the SEC's proceedings regarding Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. It outlines DreamEx's trading platform's structure, compliance requirements under the Securities Exchange Act, and the potential grounds for denial of the application, inviting public comment on various aspects of the proposal.
Learn More🏦Implications of Changes in Bank Control Notices for Businesses
The Federal Reserve System announces changes related to the acquisition of shares in banks and bank holding companies under the Change in Bank Control Act. The notice invites public comment on applications, ensuring transparency and adherence to regulatory standards, while detailing the review process for potential mergers and acquisitions in the banking sector.
Learn More📈Nasdaq Rule Change Notice for Grayscale Avalanche Trust Shares
The Securities and Exchange Commission issued a notice regarding the Nasdaq's proposed rule change to list and trade shares of the Grayscale Avalanche Trust (AVAX). This notice indicates an extended period for Commission action, allowing for further consideration of the implications surrounding the trading of these commodity-based trust shares.
Learn More📈SEC Proceeds with Rule Change for WisdomTree XRP Fund Shares
The SEC has initiated proceedings to determine whether to approve or disapprove the proposal for the WisdomTree XRP Fund's shares to be listed on the Cboe BZX Exchange. The investment objective of the Trust is to track XRP performance, consisting solely of XRP, cash, and cash equivalents. The SEC seeks public comment on this proposal, raising questions about compliance with existing regulations.
Learn More📈SEC Approves FINRA and 24X Regulatory Responsibility Allocation Plan
The Securities and Exchange Commission has approved a plan between the Financial Industry Regulatory Authority and 24X National Exchange to allocate regulatory responsibilities. The plan aims to reduce unnecessary regulatory duplication for mutual members, enhancing operational efficiency while ensuring effective oversight of compliance with applicable laws and regulations.
Learn More💳CFPB Seeks Comments on Regulation E
In accordance with the Paperwork Reduction Act of 1995 (PRA), the Consumer Financial Protection Bureau (CFPB) requests the Office of Management and Budget's (OMB's) extension for the existing information collection titled "Electronic Fund Transfer Act (Regulation E)" approved under OMB Control Number 3170-0014.
Learn More🏡HUD Notice
HUD is seeking approval from the Office of Management and Budget (OMB) for the information collection described below. In accordance with the Paperwork Reduction Act, HUD is requesting comment from all interested parties on the proposed collection of information. The purpose of this notice is to allow for 60 days of public comment.
Learn More💻NYSE Proposes Changes to Connectivity Fee Schedule for Services
The NYSE has proposed amendments to its Connectivity Fee Schedule to include hardware procurement and managed services at the Mahwah Data Center. This change aims to streamline services for users by allowing them to contract through FIDS, enhancing operational efficiency while maintaining flexibility in vendor choices.
Learn More💼SEC Notice for Blackstone’s Joint Transaction Application
The SEC has issued a notice regarding an application for an order that would allow certain business development companies and closed-end investment firms to co-invest in portfolio companies. This move aims to authorize joint transactions that are typically prohibited under current regulations, potentially expanding investment strategies available to applicants.
Learn More💰Nasdaq MRX Proposes Changes to Options Regulatory Fee Structure
Nasdaq MRX plans to amend its Options Regulatory Fee structure to enhance revenue collection from member firms for options transactions. Effective January 2, 2026, the ORF will increase, affecting transaction costs for various market participants, with an intent to better align regulatory fees with actual regulatory costs incurred by the exchange.
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