Notice 14 Feb 2025 regulation, trading fees, financial services, cboe, equity options, bzx exchange

💲Cboe BZX Exchange Announces New Trading Fees for Options

The Cboe BZX Exchange has filed a proposed rule change to introduce fees for Unitized Logical Ports and establish Average Daily Quote and Order fees on its equity options platform. This aims to enhance connectivity offerings and aligns with regulatory requirements, marking a significant operational adjustment for participating businesses.

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Notice 14 Feb 2025 regulatory compliance, federal reserve, investment, financial services, bank control, acquisition

🏦Federal Reserve Change in Bank Control Notices Overview

The Federal Reserve announces changes regarding bank control notices, addressing acquisitions of bank shares under the Change in Bank Control Act. The document outlines the submission process for public comments and details relevant parties involved in the applications, providing insights for stakeholders in the financial sector.

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Notice 14 Feb 2025 compliance, federal reserve, financial services, regulation y, nonbanking activities, bank holding company act, wafd

🏦Notice of Nonbanking Activity Proposals by Federal Reserve

The Federal Reserve System has issued a notice regarding companies seeking to engage in permissible nonbanking activities under the Bank Holding Company Act. The notice provides information on public comments about these proposals and details specific activities that companies, such as WaFd, Inc., intend to pursue as they expand their services.

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Notice 12 Feb 2025 compliance, regulation, securities, investment, financial services

📈SEC Notice on Exemption for Venerable Investment Advisers

The Securities and Exchange Commission issued a notice regarding an application from Venerable Variable Insurance Trust and Venerable Investment Advisers, LLC. The application seeks exemption from specific regulations which would facilitate the amendment of subadvisory agreements without needing shareholder approval, thus reducing compliance burdens for the firm.

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Notice 12 Feb 2025 sec, financial services, nasdaq, bitcoin trust, investment regulation

💰Nasdaq Proposes In-Kind Transfers for iShares Bitcoin Trust

The SEC is considering a proposed rule change by Nasdaq to allow in-kind transfers of bitcoin for the iShares Bitcoin Trust, enhancing trading efficiency and flexibility in transactions. This amendment responds to the growing interest in crypto investments, enabling a streamlined process for Authorized Participants amid increasing market activity.

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Notice 12 Feb 2025 compliance, financial services, nasdaq, options trading, regulatory fee

📈Delay in Nasdaq Options Regulatory Fee Implementation Noticed

The Securities and Exchange Commission has issued a notice regarding Nasdaq's proposed rule change to delay the implementation of the new Options Regulatory Fee and revert to previous fee rates, impacting options traders and the broader financial market ecosystem through 2025.

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Notice 11 Feb 2025 trading, regulations, securities, financial services, market fees

💰Regulation Update

The SEC has published a notice regarding a proposed rule change by the Investors Exchange LLC to amend its fee schedule by introducing a new rebate tier and revising fees for transactions priced above $1.00. The proposal aims for immediate effectiveness, and the Commission invites public comments.

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Notice 10 Feb 2025 sec, financial services, options trading, memx, market regulations

📈MEMX Proposes Changes to Options Trading Opening Procedures

MEMX LLC has filed a proposed rule change to amend its options trading opening procedures, aligning them more closely with the corresponding underlying securities' market operations. This change is designed to facilitate more effective trading practices and ensure synchronization with primary listing markets. The proposal is currently open for public comment.

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Notice 10 Feb 2025 federal reserve, financial services, regulation y, bank holding companies, mergers and acquisitions

🏦Federal Reserve Notice on Bank Holding Company Mergers and Acquisitions

The Federal Reserve System has issued a notice regarding applications for the formation, acquisition, and merger of bank holding companies under the Bank Holding Company Act. This includes public comments on these applications and identifies specific companies involved in proposed mergers, offering insight into regulatory processes within the banking industry.

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Notice 7 Feb 2025 regulatory compliance, securities, financial services, cboe, exchange fees

💰Cboe EDGX Proposes Amendments to Fee Schedule for Dedicated Cores

The SEC has published a notice regarding Cboe EDGX Exchange's proposed rule change to amend its fee schedule, specifically adopting new fees for Dedicated Cores. The exchange seeks immediate effectiveness of this change and is inviting comments from interested parties to assess its consistency with the Securities Exchange Act.

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