🏦Change in Bank Control Notices
The Federal Reserve System has issued a notice regarding applications under the Change in Bank Control Act for acquiring shares of a bank or bank holding company. The notice details the public comment process and factors considered in these applications, promoting transparency and stakeholder engagement in financial transactions.
Learn More🏦SEC Notice on Texas Stock Exchange Application and Amendments
The Securities and Exchange Commission published a notice regarding Texas Stock Exchange LLC's pursuit of national registration under the Securities Exchange Act. The notice includes details on TXSE's operational structure, proposed rule amendments, and invites public comments for further evaluation of its application.
Learn More🏦Bank Control Changes
The Federal Reserve System invites public commentary on applications to acquire shares of banks or bank holding companies under the Change in Bank Control Act. The process highlights the regulatory framework and public involvement, with specific procedures for submissions and disclosures outlined in the notice.
Learn More💵Cboe BYX Increases Fees for 10 Gb Physical Ports
The Cboe BYX Exchange has filed a proposed rule change to amend its fee schedule, specifically increasing the monthly fee for 10 Gb physical ports from $7,500 to $8,500. The aim is to enhance market technology and services while remaining competitive with similar offerings from other exchanges.
Learn More📈Cboe EDGX Proposes Increase in 10 Gb Physical Port Fees
Cboe EDGX Exchange, Inc. has filed a notice to amend its fee schedule by increasing the monthly fee for 10 Gb physical ports from $7,500 to $8,500. This fee adjustment aims to support the maintenance and enhancement of its market technology and is justified by comparisons with fees from competing exchanges. The proposal affects all market participants using the Exchange's connectivity services.
Learn More📊OCC's Proposed Changes to Recovery and Wind-Down Plan
The SEC approved the Options Clearing Corporation's proposed modifications to its Recovery and Wind-Down Plan, incorporating new regulatory compliance measures. These changes ensure clarity in core service continuity and outline staffing roles and interconnections essential for effective operational resilience during recovery or wind-down scenarios.
Learn More📈Cboe C2 Exchange Fee Increase and Business Implications
The Cboe C2 Exchange proposes to increase its monthly fee for 10 Gb physical ports from $7,500 to $8,500. This rule change aims to support market technology enhancements while remaining competitively priced compared to other exchanges. The adjustment will affect businesses relying on Cboe's connectivity and their operational cost structures.
Learn More⚖️SEC Notice on Co-Investment Relief for Business Development Companies
The SEC issued a notice regarding an application from Gemcorp Commodities Alternative Products Fund and related entities to allow limited co-investments among business development companies and other investment entities. This order would enable joint ventures that are typically restricted under current investment regulations, potentially enhancing investment opportunities for the involved parties.
Learn More🏦Harmonizing NYSE Texas Rule 11.3110 with FINRA Inspection Requirements
The SEC has published a notice regarding a proposed rule change by NYSE Texas to align its inspection regulations with FINRA’s rules. This change introduces a voluntary remote inspection program and outlines specific criteria for conducting inspections and classifying residential supervisory locations, aiming to enhance operational efficiency and regulatory compliance across firms.
Learn More📈Rule 17Ad-16 Compliance Requirements for Transfer Agents
The SEC issued a notice concerning Rule 17Ad-16, requiring registered transfer agents to notify qualified securities depositories of any changes in their services. This rule aims to prevent delays in certificate transfers by ensuring accurate communication between transfer agents and depositories. The notice includes an estimated financial burden for compliance, reflecting the need for thorough record-keeping and notification practices.
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