📈Proposed Amendments to NSCC Recovery and Wind-Down Plan
The Securities and Exchange Commission has published notice of the National Securities Clearing Corporation's proposed amendments to its Recovery and Wind-Down Plan. These amendments are aimed at reflecting recent business developments, enhancing clarity, and ensuring effective risk management practices in maintaining continuous critical services essential for market stability. The plan outlines strategies for recovery and orderly wind-down of operations under stress scenarios.
Learn More📈DTC Proposed Rule Change for Recovery and Wind-Down Plan
The SEC published a notice regarding a proposed rule change by the Depository Trust Company (DTC) to amend its Recovery and Wind-Down Plan. The changes reflect recent business developments and aim to enhance clarity and efficiency in risk management protocols, thereby ensuring continued access to critical services in liquidity or credit crises.
Learn More💼NYSE American Connectivity Fee Schedule Changes
The Securities and Exchange Commission announces a proposed rule change by NYSE American LLC to amend its Connectivity Fee Schedule, updating lists of third-party systems and data feeds. The changes aim to consolidate and clarify existing services without impacting current user fees, ensuring equitable access to market participants.
Learn More📊NYSE Arca Proposes Rule Change for Connectivity Fee Schedule
The NYSE Arca has filed a proposed rule change to amend its connectivity fee schedule, updating the list of third-party systems and data feeds available for market participants. The changes aim to streamline options without altering existing fees, ensuring all users retain equal service access while enhancing overall clarity and transparency in service offerings.
Learn More📈NYSE National's Proposed Changes to Connectivity Fee Schedule
The NYSE National has filed a notice proposing amendments to its Connectivity Fee Schedule, updating the list of third-party systems and data feeds available for market participants. These changes aim to streamline the services offered without altering existing fees, promoting clarity and efficiency in market operations.
Learn More📉SEC Notice of Deregistration Under Investment Company Act
Applicant seeks an order declaring that it has ceased to be an investment company. On October 17, 2024 and November 19, 2024, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of approximately $129,000 incurred in connection with the reorganization were paid by the applicant's administrator/sponsor, Alight Solutions, LLC. Applicant also has retained approximately $75,000 for the purpose of paying outstanding liabilities. Filing Dates: The application was filed on December 20, 2024 and amended on March 26, 2025. Applicant's Address: 320 South Canal Street, 50th Floor--Suite 5000, Chicago, Illinois 60606.
Learn More📈SEC Notice on Blue Owl's Investment Fund Exemption Application
The SEC has issued a notice regarding an application from Blue Owl Alternative Credit Fund for an exemption under the Investment Company Act of 1940. This exemption would allow the fund to issue multiple classes of shares and implement fees, which could enhance its operational flexibility and distribution strategies. Interested parties may request a hearing before the Commission concerning this application.
Learn More🪙SEC Crypto Task Force Sunshine Act Meeting Announcement
The SEC announces a public meeting for its Crypto Task Force focused on "Know Your Custodian
Learn More💰Cboe Exchange Proposes Bitcoin Options Trading Regulations
The Cboe Exchange, Inc. has filed a proposal to amend its rules, allowing the listing and trading of options on the VanEck Bitcoin Trust. This initiative aims to provide investors with additional investment tools for exposure to Bitcoin, promoting market transparency and establishing tighter regulatory frameworks to enhance trading efficiency.
Learn More🏦Change in Bank Control Notices and Acquisitions of Shares
The Federal Reserve System issued a notice regarding applications under the Change in Bank Control Act for acquiring shares of banks or bank holding companies. The public can inspect application details, express views, and provide comments, which are subject to public disclosure.
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