💼NYSE American Options Fee Schedule Modification Notification
The NYSE American LLC submitted a proposed rule change to modify its Options Fee Schedule by removing outdated fee texts related to the Pillar Platform migration. The proposed change aims for immediate effectiveness and invites public comments to assess its consistency with the Securities Exchange Act.
Learn More📋Upcoming Farm Credit System Board Meeting Details
Notice of the forthcoming regular meeting of the Board of Directors of the Farm Credit System Insurance Corporation (FCSIC), is hereby given in accordance with the provisions of the Bylaws of the FCSIC.
Learn More🏦Federal Reserve Notice
The Federal Reserve publishes a notice regarding applications for the formation and acquisition of bank holding companies under the Bank Holding Company Act. The applications invite public comment and outline the process for approval, highlighting the regulation surrounding banking mergers and acquisitions. Interested parties can access public filings at specific Federal Reserve locations.
Learn More🏦Treasury Notice
The Department of the Treasury will submit the following information collection requests to the Office of Management and Budget (OMB) for review and clearance in accordance with the Paperwork Reduction Act of 1995, on or after the date of publication of this notice. The public is invited to submit comments on these requests.
Learn More🏦Change in Bank Control Notices by Federal Reserve
The Federal Reserve System issued a notice inviting applications for acquiring shares of banks or holding companies under the Change in Bank Control Act. It outlines the requirements for public comment on these applications and emphasizes the importance of compliance with the regulatory framework. Comments will be publicly disclosed, necessitating careful consideration from interested parties.
Learn More📈SEC's Rule 15a-6
The SEC has submitted a request for the extension of Rule 15a-6, which outlines the conditions under which foreign broker-dealers can operate in the U.S. market. This rule provides necessary exemptions for foreign entities engaging with U.S. institutional investors while imposing specific compliance reporting requirements on U.S. registered broker-dealers.
Learn More📊BE-185 Quarterly Survey Requirements for Financial Services
By this Notice, the Bureau of Economic Analysis (BEA), Department of Commerce, is informing the public that it is conducting the mandatory survey titled Quarterly Survey of Financial Services Transactions between U.S. Financial Services Providers and Foreign Persons (BE-185). The data collected on the BE-185 survey are needed to measure U.S. trade in financial services and to analyze the impact of U.S. trade on the U.S. and foreign economies. This survey is authorized by the International Investment and Trade in Services Survey Act and by Section 5408 of the Omnibus Trade and Competitiveness Act of 1988.
Learn More⚡Combined Notice of Electric Corporate Filings from FERC
This notice includes various electric corporate filings submitted to the Federal Energy Regulatory Commission (FERC), detailing applicants, filing descriptions, and comment deadlines. Key filings include requests for authorizations under the Federal Power Act and notices of self-certification for exempt wholesale generator status, relevant to businesses in the energy sector.
Learn More📊Compliance Requirements for NRSROs Under Rule 17g-4
The Securities and Exchange Commission (SEC) seeks comments on an information collection under the Paperwork Reduction Act regarding Rule 17g-4. This rule mandates that nationally recognized statistical rating organizations maintain policies to prevent the inappropriate dissemination of nonpublic information, impacting their operations and compliance efforts in the financial sector.
Learn More📈Compliance and Registration Requirements for Investment Companies
The SEC announces a request for an extension on Form N-8A, essential for investment company registration under the Investment Company Act of 1940. The form facilitates the notification of existence to the Commission, ensuring companies are subject to necessary regulations regarding their organizational structure and activities. Compliance is mandatory, and the document invites public comments on the information collection request.
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